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Form Serial Number: |
CS20220125E00243 |
1.
Date of relevant event: |
20/01/2022 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
24/01/2022 (dd/mm/yyyy)
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3.
Stock code: |
06606 |
4.
Name of listed corporation: |
New Horizon Health Ltd. - B |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
429,739,898 |
7.
Name of substantial shareholder: |
JPMorgan Chase & Co. |
8.
Registered office: |
383 Madison Ave., New York, NY 10179, United States |
9.
Principal place of business in Hong Kong: |
N/A |
15.
Exchange on which listed: |
New York Stock Exchange |
16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
1704 | Miscellaneous Notice filed because you ceased to have a notifiable interest in the shares of the listed corporation (you must briefly describe the relevant event in the Supplementary Information box) |
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2201 | Interest of corporation controlled by you |
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2201 | Interest of corporation controlled by you |
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427,500 |
HKD |
29.2500 |
28.6392 |
28.6363 |
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Short position |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 21,719,726 | 5.05 |
Short position | 2,460,282 | 0.57 |
Lending Pool | 17,695,034 | 4.11 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 21,292,226 | 4.95 |
Short position | 2,460,282 | 0.57 |
Lending Pool | 17,702,534 | 4.11 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 3,521,692 | Short position | 2,460,282 |
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| Long position | 64,500 | Short position | 0 |
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2106 | Person having a security interest in shares |
| Long position | 3,500 | Short position | 0 |
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2502 | Approved lending agent |
| Long position | 17,702,534 | Short position | 0 |
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21.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4106 | Unlisted derivatives - Cash settled |
| Long position | 877,000 | Short position | 896,500 |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
JPMORGAN CHASE BANK, N.A. - LONDON BRANCH | 25 Bank Street Canary Wharf London E14 5JP England | JPMorgan Chase Bank, National Association | 100.00 | Y | Long position | 17,702,534 | Short position | 0 |
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China International Fund Management Co., Ltd. | 25th Floor, Aurora Plaza 99 Fu Cheng Road Pudong Shanghai 200120 China | JPMORGAN ASSET MANAGEMENT (UK) LIMITED | 49.00 | Y | Long position | 64,500 | Short position | 0 |
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J.P. Morgan Prime Inc. | 383 Madison Avenue New York NY 10179 United States | J.P. Morgan Securities LLC | 100.00 | Y | Long position | 3,500 | Short position | 0 |
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J.P. MORGAN SECURITIES PLC | 25 Bank Street Canary Wharf London E14 5JP England | J.P. MORGAN CAPITAL HOLDINGS LIMITED | 100.00 | Y | Long position | 3,521,692 | Short position | 2,460,282 |
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JPMorgan Chase Bank, National Association | 1111 Polaris Parkway Columbus OH 43240 United States | JPMorgan Chase & Co. | 100.00 | N | Long position | 21,224,226 | Short position | 2,460,282 |
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JPMORGAN ASSET MANAGEMENT (UK) LIMITED | 60 Victoria Embankment London EC4Y0JP England | JPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED | 100.00 | N | Long position | 64,500 | Short position | 0 |
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JPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED | 60 Victoria Embankment London EC4Y0JP England | JPMorgan Asset Management Holdings Inc. | 100.00 | N | Long position | 64,500 | Short position | 0 |
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JPMorgan Asset Management Holdings Inc. | 383 Madison Avenue New York NY 10179 United States | JPMorgan Chase Holdings LLC | 100.00 | N | Long position | 64,500 | Short position | 0 |
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JPMorgan Chase Holdings LLC | 383 Madison Avenue New York NY 10179 United States | JPMorgan Chase & Co. | 100.00 | N | Long position | 68,000 | Short position | 0 |
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J.P. Morgan Securities LLC | 383 Madison Ave. New York NY 10179 United States | J.P. Morgan Broker-Dealer Holdings Inc. | 100.00 | N | Long position | 3,500 | Short position | 0 |
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J.P. Morgan Broker-Dealer Holdings Inc. | 4 Chase Metrotech Center 4th Floor Brooklyn NY 11245 United States | JPMorgan Chase Holdings LLC | 100.00 | N | Long position | 3,500 | Short position | 0 |
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J.P. MORGAN CAPITAL HOLDINGS LIMITED | 25 Bank Street Canary Wharf London E14 5JP England | J.P. Morgan International Finance Limited | 100.00 | N | Long position | 3,521,692 | Short position | 2,460,282 |
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J.P. Morgan International Finance Limited | 383 Madison Avenue New York NY 10179 United States | JPMorgan Chase Bank, National Association | 100.00 | N | Long position | 3,521,692 | Short position | 2,460,282 |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | Percentage (%) |
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27.
Supplementary information: |
JP Morgan Chase & Co. ceased to have a notifiable interest in the shares.
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28.
Log/Serial Number of the previous form: |
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29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
25/01/2022 (dd/mm/yyyy)
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