FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20210916E00424
(Superseded by CS20221003E00440) 
1. Date of relevant event: 13/09/2021
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 02359
4. Name of listed corporation: WuXi AppTec Co., Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 389,148,466
7. Name of substantial shareholder: HSBC Holdings plc 
8. Registered office: 8 Canada Square, London E14 5HQ, United Kingdom
9. Principal place of business in Hong Kong: 1 Queen's Road Central, Hong Kong 
15. Exchange on which listed: London, Hong Kong, Paris, New York, Bermuda
16. Name of listed parent and exchange on which parent is listed: N/A 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1704Miscellaneous
Notice filed because you ceased to have a notifiable interest in the shares of the listed corporation (you must briefly describe the relevant event in the Supplementary Information box)
2201Interest of corporation controlled by you
4,102,216
Short position 
1503You ceased to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares decreased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2201Interest of corporation controlled by you
 
 		 4,102,216           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position22,917,8245.88
Short position5,598,2771.43
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position18,824,1084.83
Short position1,496,0010.38
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2301Trustee
Long position16,904,047
Short position0
2201Interest of corporation controlled by you
Long position1,606,585
Short position1,496,001
2102Investment manager
Long position313,476
Short position0

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4103Listed derivatives - Convertible instruments
Long position16,904,047
Short position0
4106Unlisted derivatives - Cash settled
Long position76,600
Short position137,583
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
HSBC Asia Holdings Limited1 Queen's Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR)HSBC Holdings plc100.00N
Long position17,439,982
Short position165,923
The Hongkong and Shanghai Banking Corporation Limited1 Queen's Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR)HSBC Asia Holdings Limited100.00Y
Long position17,439,982
Short position165,923
HSBC Finance (Netherlands)8 Canada Square, London, United Kingdom E14 5HQ (Place of Incorporation: United Kingdom)HSBC Holdings plc100.00N
Long position5,000
Short position0
HSBC Private Banking Holdings (Suisse) SAQuai des Bergues 9-17, Geneva, Switzerland 1201 (Place of Incorporation: Switzerland)HSBC Finance (Netherlands)100.00N
Long position5,000
Short position0
HSBC Private Bank (Suisse) SAQuai des Bergues 9-17, Geneva, Switzerland 1201 (Place of Incorporation: Switzerland)HSBC Private Banking Holdings (Suisse) SA100.00Y
Long position5,000
Short position0
HSBC Global Asset Management Limited8 Canada Square, London, United Kingdom E14 5HQ (Place of Incorporation: United Kingdom)HSBC Holdings plc100.00N
Long position151,896
Short position0
HSBC Global Asset Management (UK) Limited8 Canada Square, London, United Kingdom E14 5HQ (Place of Incorporation: United Kingdom)HSBC Global Asset Management Limited100.00N
Long position151,896
Short position0
HSBC Jintrust Fund Management Company Limited17F, HSBC Building, Shanghai ifc 8 Century Avenue, Pudong, Shanghai China (Place of Incorporation: China)HSBC Global Asset Management (UK) Limited49.00Y
Long position151,896
Short position0
HSBC Bank plc8 Canada Square, London, United Kingdom E14 5HQ (Place of Incorporation: United Kingdom)HSBC Holdings plc100.00Y
Long position1,227,230
Short position1,330,078

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
(private)Addresses of individuals are not displayed.
5101Trustee of a trust
Long position16,904,047
Short position0
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information: Disclosure triggered due to the change in the equity position where the percentage level of interest has fallen below 5% regulatory threshold caused by the return of rehypothecated positions from one of the controlled corporations. Therefore, HSBC Holdings plc has ceased to have a notifiable interest in the listed company.
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 16/09/2021
(dd/mm/yyyy)