| |
|
Form Serial Number: |
CS20210913E00417 |
| 1.
Date of relevant event: |
08/09/2021
(dd/mm/yyyy)
|
| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
01919 |
| 4.
Name of listed corporation: |
COSCO SHIPPING Holdings Co., Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
3,354,780,000 |
| 7.
Name of substantial shareholder: |
UBS Group AG |
| 8.
Registered office: |
BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND |
| 9.
Principal place of business in Hong Kong: |
52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG |
| 15.
Exchange on which listed: |
SIX Swiss Exchange AG |
| 16.
Name of listed parent and exchange on which parent is listed: |
|
|
| 17.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
|
Off Exchange
|
| Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Nature of consideration
|
|
Long position |
| 1004 | You first acquire a notifiable interest because:
you acquired a security interest in the shares |
|
|
| 2201 | Interest of corporation controlled by you |
|
2,493,000 |
|
|
|
|
|
| Short position |
|
|
|
|
|
|
|
|
|
|
|
| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 165,398,460 | 4.93 |
| Short position | 120,956,324 | 3.61 |
|
|
| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 167,891,460 | 5.00 |
| Short position | 120,956,324 | 3.61 |
|
|
| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 167,891,460 | | Short position | 120,956,324 |
|
|
|
|
|
| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4101 | Listed derivatives - Physically settled |
| | Long position | 0 | | Short position | 3 |
|
| 4102 | Listed derivatives - Cash settled |
| | Long position | 83,498 | | Short position | 24,606,253 |
|
| 4105 | Unlisted derivatives - Physically settled |
| | Long position | 35,904,700 | | Short position | 647,024 |
|
| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 10,278,475 | | Short position | 10,417,120 |
|
|
|
| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| UBS AG | Bahnhofstrasse 45, Zürich, Switzerland | UBS Group AG | 100.00 | Y | | Long position | 99,930,231 | | Short position | 86,900,768 |
|
| UBS Switzerland AG | Bahnhofstrasse 45, Zürich, Switzerland | UBS Group AG | 100.00 | Y | | Long position | 50,797,963 | | Short position | 34,055,556 |
|
| UBS Asset Management (Americas) Inc. | Corporation Service Company, 251 Little Falls Drive, Wilmington, Delaware, USA | UBS Group AG | 100.00 | Y | | Long position | 949,000 | | Short position | 0 |
|
| UBS Asset Management (Australia) Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia | UBS Group AG | 100.00 | Y | | Long position | 152,450 | | Short position | 0 |
|
| UBS Asset Management (Deutschland) GmbH | Bockenheimer Landstrasse 2-4, Frankfurt am Main, Germany | UBS Group AG | 100.00 | Y | | Long position | 334,750 | | Short position | 0 |
|
| UBS Asset Management Life Limited | 5 Broadgate, London, United Kingdom | UBS Group AG | 100.00 | Y | | Long position | 304,199 | | Short position | 0 |
|
| UBS Asset Management Switzerland AG | 5 Broadgate, London, United Kingdom | UBS Group AG | 100.00 | Y | | Long position | 5,372,519 | | Short position | 0 |
|
| UBS Asset Management Trust Company | Illinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield, IL, USA | UBS Group AG | 100.00 | Y | | Long position | 192,400 | | Short position | 0 |
|
| UBS Asset Management (UK) Limited | 5 Broadgate, London, United Kingdom | UBS Group AG | 100.00 | Y | | Long position | 387,949 | | Short position | 0 |
|
| UBS Fund Management (Luxembourg) S.A. | 33A avenue J.F. Kennedy, Luxembourg | UBS Group AG | 100.00 | Y | | Long position | 3,490,149 | | Short position | 0 |
|
| UBS Fund Management (Switzerland) AG | Aeschenplatz 6, Basel, Switzerland | UBS Group AG | 100.00 | Y | | Long position | 4,979,850 | | Short position | 0 |
|
| UBS O'Connor LLC | c/o Maples Fiduciary Services (Delaware) Inc.Ltd 4001 Kennett Pike, Suite 302, Wilmington USA | UBS Group AG | 100.00 | Y | | Long position | 1,000,000 | | Short position | 0 |
|
|
|
|
| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
|
| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
| | | |
|
|
| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
|
|
| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
| | | |
|
| |
| 27.
Supplementary information: |
|
| 28.
Log/Serial Number of the previous form: |
|
| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 2: |
13/09/2021
(dd/mm/yyyy)
|
|
|
|
|