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Form Serial Number: |
CS20210913E00372 |
| 1.
Date of relevant event: |
09/09/2021
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
00471 |
| 4.
Name of listed corporation: |
CMMB Vision Holdings Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
360,512,332 |
| 7.
Name of substantial shareholder: |
ASM Connaught House (Master) Fund III LP |
| 8.
Registered office: |
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands |
| 9.
Principal place of business in Hong Kong: |
601-2, 6/F St. George's Building, 2 Ice House Street, Central, Hong Kong |
| 15.
Exchange on which listed: |
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| 16.
Name of listed parent and exchange on which parent is listed: |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
| 1711 | Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2201 | Interest of corporation controlled by you |
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222,857,142 |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 4,116,000 | 1.14 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 226,973,142 | 62.96 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4107 | Unlisted derivatives - Convertible instruments |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Cantonment Road Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands | ASM Connaught House (Master) Fund III LP | 100.00 | N | |
| Rachini Alley Limited | Vistra (Cayman) Limited, P.O. Box 31119 Grand Pavilion, Hibiscus Way, 802 West Bay Road, Grand Cayman, KY1-1205 Cayman Islands | Cantonment Road Limited | 100.00 | Y | |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
| ASM Connaught House General Partner III Limited | Addresses of individuals are not displayed. | | 100.00 |
| Argyle Street Management Limited | Addresses of individuals are not displayed. | | 100.00 |
| Argyle Street Management Holdings Limited | Addresses of individuals are not displayed. | | 6103 | Controller is your ultimate holding company |
| 100.00 |
| Chan Kin | Addresses of individuals are not displayed. | | 50.43 |
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| 27.
Supplementary information: |
On 9 Sep 2021, New York Broadband Ltd and Chi Capital Management Co Ltd (as borrowers) and Rachini Alley Ltd ("RAL") (as lender) entered into a loan agreement, pursuant to which Chi Capital Holdings Ltd has (i) pledged Zero Coupon Convertible Note maturing on 2 Sept 2028 issued by CMMB Vision Holdings Ltd (face value USD10m) (the "Note") and (ii) granted RAL a call option, to allow RAL to purchase the USD1m of the Note at face value on the date the loan is (to be) fully repaid.
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
13/09/2021
(dd/mm/yyyy)
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