FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20210831E00366
1.
Date of relevant event
:
26/08/2021
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
02600
4.
Name of listed corporation
:
Aluminum Corporation of China Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
3,943,965,968
7.
Name of substantial shareholder
:
UBS Group AG
8.
Registered office
:
BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND
9.
Principal place of business in Hong Kong
:
52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
15.
Exchange on which listed
:
SIX Swiss Exchange AG
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1001
You first acquire a notifiable interest because:
you purchased the shares
2201
Interest of corporation controlled by you
7,755,000
HKD
5.5340
5.1538
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
193,739,385
4.91
Short position
140,980,271
3.57
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
201,494,385
5.11
Short position
140,980,271
3.57
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
201,494,385
Short position
140,980,271
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4101
Listed derivatives - Physically settled
Long position
0
Short position
3
4102
Listed derivatives - Cash settled
Long position
46
Short position
145
4106
Unlisted derivatives - Cash settled
Long position
24,576,145
Short position
9,741,895
4105
Unlisted derivatives - Physically settled
Long position
57,938,000
Short position
8,438,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
UBS AG
Bahnhofstrasse 45, Zürich, Switzerland
UBS Group AG
100.00
Y
Long position
175,980,449
Short position
128,227,008
UBS Securities LLC
Corporation Service Company 251 Little Falls Drive, Wilmington, Delaware, USA
UBS Group AG
100.00
Y
Long position
540,300
Short position
542,500
UBS Switzerland AG
Bahnhofstrasse 45, Zürich, Switzerland
UBS Group AG
100.00
Y
Long position
5,774,672
Short position
4,162,672
UBS Asset Management (Americas) Inc.
Corporation Service Company, 251 Little Falls Drive, Wilmington, Delaware, USA
UBS Group AG
100.00
Y
Long position
1,116,000
Short position
0
UBS Asset Management (Australia) Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia
UBS Group AG
100.00
Y
Long position
216,000
Short position
0
UBS Asset Management (Deutschland) GmbH
Bockenheimer Landstrasse 2-4, Frankfurt am Main, Germany
UBS Group AG
100.00
Y
Long position
408,000
Short position
0
UBS Asset Management Life Ltd
5 Broadgate, London, United Kingdom
UBS Group AG
100.00
Y
Long position
534,513
Short position
0
UBS Asset Management Switzerland AG
Bahnhofstrasse 45, Zürich, Switzerland
UBS Group AG
100.00
Y
Long position
8,904,851
Short position
0
UBS Asset Management Trust Company
Illinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield, IL, USA
UBS Group AG
100.00
Y
Long position
164,000
Short position
0
UBS Asset Management (UK) Limited
5 Broadgate, London, United Kingdom
UBS Group AG
100.00
Y
Long position
164,000
Short position
0
UBS Fund Management (Luxembourg) S.A.
33A avenue J.F. Kennedy, Luxembourg
UBS Group AG
100.00
Y
Long position
2,644,000
Short position
0
UBS Fund Management (Switzerland) AG
Aeschenplatz 6, Basel, Switzerland
UBS Group AG
100.00
Y
Long position
4,944,025
Short position
0
UBS Financial Services Inc. Total
Corporation Service Company 251 Little Falls Drive, Wilmington, New Castle / DE , USA
UBS Group AG
100.00
Y
Long position
103,575
Short position
0
UBS Securities Australia Ltd
Level 16 Chifley Tower 2 Chifley Square, Sydney Australia
UBS Group AG
100.00
Y
Long position
0
Short position
8,048,091
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
31/08/2021
(dd/mm/yyyy)