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Form Serial Number: |
CS20210415E00152 |
1.
Date of relevant event: |
13/04/2021 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
13/04/2021 (dd/mm/yyyy)
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3.
Stock code: |
02016 |
4.
Name of listed corporation: |
China Zheshang Bank Co., Ltd. - H Shares |
5.
Class of shares: |
H Shares |
6.
Number of issued shares in class: |
4,554,000,000 |
7.
Name of substantial shareholder: |
CITIC Securities Company Limited |
8.
Registered office: |
North Tower, Excellence Times Plaza II, No.8 Zhongxin San Road, Futian District, Shenzhen, Guangdong Province, China |
9.
Principal place of business in Hong Kong: |
N/A |
15.
Exchange on which listed: |
SEHK and Shanghai Stock Exchange |
16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
12045 | The percentage level of your interest in the shares has reduced because: expiry or cancellation without exercise of equity derivatives under which (choose one): you had any of the rights or obligations referred to in 12041 to 12044 above embedded in a contract or instrument |
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2201 | Interest of corporation controlled by you |
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19,337,656 |
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Short position |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 502,135,108 | 11.03 |
Short position | 442,832,319 | 9.72 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 482,797,453 | 10.60 |
Short position | 442,832,319 | 9.72 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 482,797,453 | Short position | 442,832,319 |
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21.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4103 | Listed derivatives - Convertible instruments |
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4106 | Unlisted derivatives - Cash settled |
| Long position | 271,694,065 | Short position | 442,832,319 |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
CITIC Securities International Company Limited | 26/F CITIC Tower, 1 Tim Mei Avenue Central, Hong Kong (Hong Kong) | CITIC Securities Company Limited | 100.00 | N | Long position | 482,797,453 | Short position | 442,832,319 |
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CLSA B.V. | Atrium Building 4th Floor, Strawinskylaan 3501, 1077 ZX Amsterdam (Pays-Bas) | CITIC Securities International Company Limited | 100.00 | N | Long position | 482,797,453 | Short position | 442,832,319 |
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CITIC CLSA Global Markets Holdings Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG 1110, British Virgin Islands | CLSA B.V. | 100.00 | N | Long position | 482,797,453 | Short position | 442,832,319 |
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CSI Capital Management Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands | CITIC CLSA Global Markets Holdings Limited | 100.00 | Y | Long position | 482,797,453 | Short position | 0 |
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CSI Financial Products Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands | CITIC CLSA Global Markets Holdings Limited | 100.00 | Y | Long position | 0 | Short position | 442,832,319 |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | Percentage (%) |
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27.
Supplementary information: |
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28.
Log/Serial Number of the previous form: |
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29.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 2: |
15/04/2021 (dd/mm/yyyy)
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