FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20210324E00193 
1. Date of relevant event: 19/03/2021
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): 22/03/2021
(dd/mm/yyyy)
3. Stock code: 02208
4. Name of listed corporation: Xinjiang Goldwind Science & Technology Co., Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 773,572,399
7. Name of substantial shareholder: Morgan Stanley 
8. Registered office: 1585 Broadway, New York 10036, New York, USA
9. Principal place of business in Hong Kong: No place of business in Hong Kong 
15. Exchange on which listed: New York Stock Exchange
16. Name of listed parent and exchange on which parent is listed: Not applicable 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1312There has been a change in nature of your interest in the shares because:
the shares lent by you have been returned to you
2201Interest of corporation controlled by you
2201Interest of corporation controlled by you
 2,426,200 HKD
Short position 
 
 
 		            
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position72,816,9519.41
Short position73,006,3219.43
Lending Pool00.00
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position72,816,9519.41
Short position73,006,3219.43
Lending Pool00.00
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position72,816,951
Short position73,006,321

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4102Listed derivatives - Cash settled
Long position0
Short position72,382
4106Unlisted derivatives - Cash settled
Long position40,656,508
Short position1,479,602
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Morgan Stanley International Holdings Inc.1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USAMorgan Stanley100.00N
Long position68,370,537
Short position50,961,938
Morgan Stanley International Limited25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOMMorgan Stanley International Holdings Inc.100.00N
Long position68,258,937
Short position50,774,672
Morgan Stanley Investments (UK)20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: UNITED KINGDOMMorgan Stanley International Limited100.00N
Long position68,139,658
Short position50,760,231
Morgan Stanley & Co. International plcLegal & Compliance Department, 25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOMMorgan Stanley Investments (UK)100.00Y
Long position68,040,258
Short position50,760,231
Morgan Stanley Capital Management, LLC1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley100.00N
Long position2,769,991
Short position22,044,383
Morgan Stanley Domestic Holdings, Inc.1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley Capital Management, LLC100.00N
Long position2,769,991
Short position22,044,383
Morgan Stanley & Co. LLC1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley Domestic Holdings, Inc.100.00Y
Long position1,572,304
Short position21,703,064
Mirror Merger Sub 2, LLCc/o The Corporation Trust Incorporated, 2405 York Road, Suite 201, Lutherville Timonium, 21093-2264, Place of incorporation: USAMorgan Stanley100.00N
Long position1,547,820
Short position0
Eaton Vance Acquisitions LLCTwo International Place, Boston, 02110, Place of incorporation: USAMirror Merger Sub 2, LLC100.00N
Long position1,547,820
Short position0
Parametric Portfolio Associates LLC800 Fifth Avenue, Suite 2800, Seattle, 98104, Place of incorporation: USAEaton Vance Acquisitions LLC100.00Y
Long position1,547,820
Short position0
E*TRADE Financial Holdings, LLC671 North Glebe Road, Arlington, 22203, Place of incorporation: USAMorgan Stanley Domestic Holdings, Inc.100.00N
Long position550,917
Short position0
ETCM Holdings, LLC671 North Glebe Road, Arlington, 22203, Place of incorporation: USAE*TRADE Financial Holdings, LLC100.00N
Long position550,917
Short position0
E*TRADE Securities LLCHarborside 2, 200 Hudson Street, Suite 501, Jersey City, 07311, Place of incorporation: USAETCM Holdings, LLC100.00Y
Long position550,917
Short position0
Prime Dealer Services Corp.1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley & Co. LLC100.00Y
Long position367,601
Short position0
Morgan Stanley Capital Services LLC1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley Domestic Holdings, Inc.100.00Y
Long position279,169
Short position341,319
MSDW Offshore Equity Services Inc.1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley100.00N
Long position128,603
Short position0
FUNDLOGIC SAS61 rue de Monceau, Paris, 75008, Place of incorporation: FRANCEMSDW Offshore Equity Services Inc.100.00Y
Long position128,603
Short position0
Morgan Stanley Europe Holding SEGrosse Gallusstrasse 18, Frankfurt am Main, 60312, Place of incorporation: GERMANYMorgan Stanley International Limited100.00N
Long position119,279
Short position14,441
Morgan Stanley Europe SEGrosse Gallusstrasse 18, Frankfurt am Main, 60312, Place of incorporation: GERMANYMorgan Stanley Europe Holding SE100.00Y
Long position119,279
Short position14,441
Morgan Stanley Asia Holdings LimitedP.O. Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Grand Cayman. Place of incorporation: CAYMAN ISLANDSMorgan Stanley International Holdings Inc.100.00N
Long position111,600
Short position0
Morgan Stanley (Hong Kong) Holdings LimitedLevel 46, International Commerce Centre, 1 Austin Road West, Kowloon, Place of incorporation: HONG KONGMorgan Stanley Asia Holdings Limited100.00N
Long position111,600
Short position0
Morgan Stanley Hong Kong 1238 LimitedLevel 46, International Commerce Centre, 1 Austin Road West, Kowloon, Place of incorporation: HONG KONGMorgan Stanley (Hong Kong) Holdings Limited100.00N
Long position111,600
Short position0
Morgan Stanley Bank Asia LimitedLevel 31, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong, Place of incorporation: HONG KONGMorgan Stanley Hong Kong 1238 Limited100.00Y
Long position111,600
Short position0
Morgan Stanley Investment Management Limited25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOMMorgan Stanley Investments (UK)100.00Y
Long position99,400
Short position0
Morgan Stanley Jubilee Investments Limited20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: UNITED KINGDOMMorgan Stanley International Holdings Inc.100.00N
Long position0
Short position187,266
Archimedes Investments Cooperatieve U.A.Herikerbergweg 238, Luna ArenA, Amsterdam, 1101CM, Place of incorporation: NETHERLANDSMorgan Stanley International Holdings Inc.99.90N
Long position0
Short position187,266
Archimedes Investments Cooperatieve U.A.Herikerbergweg 238, Luna ArenA, Amsterdam, 1101CM, Place of incorporation: NETHERLANDSMorgan Stanley Jubilee Investments Limited0.10N
Long position0
Short position187,266
Morgan Stanley B.V.Luna Arena, Herikerbergweg 238, Amsterdam, 1101 CM, Place of incorporation: NETHERLANDSMorgan Stanley International Holdings Inc.0.00Y
Long position0
Short position187,266
Morgan Stanley B.V.Luna Arena, Herikerbergweg 238, Amsterdam, 1101 CM, Place of incorporation: NETHERLANDSMorgan Stanley Jubilee Investments Limited0.00Y
Long position0
Short position187,266
Morgan Stanley B.V.Luna Arena, Herikerbergweg 238, Amsterdam, 1101 CM, Place of incorporation: NETHERLANDSArchimedes Investments Cooperatieve U.A.99.99Y
Long position0
Short position187,266

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 3180
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 24/03/2021
(dd/mm/yyyy)