FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20210322E00175 
1. Date of relevant event: 18/03/2021
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 02208
4. Name of listed corporation: Xinjiang Goldwind Science & Technology Co., Ltd. - H Shares 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 773,572,399
7. Name of substantial shareholder: Bank of America Corporation 
8. Registered office: Bank of America Corporate Center, 100 North Tryon Street, Charlotte, NC 28255, United States
9. Principal place of business in Hong Kong: 19/F, Kowloon Commerce Centre, 51 Kwai Cheong Road, Kwai Chung, Hong Kong 
15. Exchange on which listed: New York Stock Exchange
16. Name of listed parent and exchange on which parent is listed:  
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
Short position 
1205The percentage level of your interest in the shares has reduced because:
you ceased to have a security interest in the shares
 
2201Interest of corporation controlled by you
 
 
1,927,204           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position65,165,8058.42
Short position63,386,2458.19
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position63,287,8018.18
Short position61,459,0417.94
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position63,287,801
Short position61,459,041

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4106Unlisted derivatives - Cash settled
Long position28,402,600
Short position364,000
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
NB Holdings CorporationThe Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, United States. Incorporated in: United StatesBank of America Corporation100.00N
Long position63,287,801
Short position61,459,041
BofAML Jersey Holdings LimitedLevel 1, IFC1, The Esplanade, St Helier, JE2 3BX, Jersey. Incorporated in: JerseyNB Holdings Corporation100.00N
Long position49,366,022
Short position47,537,450
BofAML EMEA Holdings 2 LimitedLevel 1, IFC1, The Esplanade, St Helier, JE2 3BX, Jersey. Incorporated in: JerseyBofAML Jersey Holdings Limited100.00N
Long position49,366,022
Short position47,537,450
ML UK Capital Holdings Limited2 King Edward Street, London, England, EC1A 1HQ, United Kingdom. Incorporated in: United KingdomBofAML EMEA Holdings 2 Limited80.10N
Long position49,366,022
Short position47,537,450
Merrill Lynch International2 King Edward Street, London, England, EC1A 1HQ, United Kingdom. Incorporated in: United KingdomML UK Capital Holdings Limited100.00Y
Long position49,366,022
Short position47,537,450
BofA Securities Europe SA49-51 Rue La Boetie, PARIS, France. Incorporated in: FranceNB Holdings Corporation99.90Y
Long position188
Short position0
BofA Securities, Inc.One Bryant Park, New York NY 10036, United States. Incorporated in: United StatesNB Holdings Corporation100.00Y
Long position13,921,591
Short position13,921,591

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 22/03/2021
(dd/mm/yyyy)