FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20200831E00300
1.
Date of relevant event
:
27/08/2020
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01717
4.
Name of listed corporation
:
Ausnutria Dairy Corporation Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
1,715,300,175
7.
Name of substantial shareholder
:
CITIC Group Corporation
8.
Registered office
:
Capital Mansion, 6 Xinyuan Nanlu, Chaoyang District, Beijing 100004, China
9.
Principal place of business in Hong Kong
:
32/F, CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
15.
Exchange on which listed
:
N/A
16.
Name of listed parent and exchange on which parent is listed
:
N/A
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1213
The percentage level of your interest in the shares has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
379,000,000
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
379,000,000
23.46
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
379,000,000
22.10
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
379,000,000
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
CITIC Polaris Limited
Vistra Corporate Services Centre, Wickhams Cayll, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
CITIC Group Corporation
100.00
N
Long position
379,000,000
CITIC Limited
32/F CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong (Hong Kong)
CITIC Polaris Limited
32.53
N
Long position
379,000,000
CITIC Glory Limited
Vistra Corporate Services Centre, Wickhams Cayll, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
CITIC Group Corporation
100.00
N
Long position
379,000,000
CITIC Limited
32/F CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong (Hong Kong)
CITIC Glory Limited
25.60
N
Long position
379,000,000
CITIC Corporation Limited
Capital Mansion, 6 Xinyuan Nanlu, Chaoyang District, Beijing 100004, China (PRC)
CITIC Limited
100.00
N
Long position
379,000,000
CITIC Construction Co., Ltd
Capital Mansion, 6 Xinyuan Nanlu, Chaoyang District, Beijing 100004, China (PRC)
CITIC Corporation Limited
100.00
N
Long position
379,000,000
CITIC Industrial Investment Group Corp., Ltd
Capital Mansion, 6 Xinyuan Nanlu, Chaoyang District, Beijing 100004, China (PRC)
CITIC Corporation Limited
100.00
N
Long position
379,000,000
Beijing CITIC Xinyuan Technology Co., Ltd
Capital Mansion, 6 Xinyuan Nanlu, Chaoyang District, Beijing 100004, China (PRC)
CITIC Construction Co., Ltd
15.60
N
Long position
379,000,000
Beijing CITIC Xinyuan Technology Co., Ltd
Capital Mansion, 6 Xinyuan Nanlu, Chaoyang District, Beijing 100004, China (PRC)
CITIC Industrial Investment Group Corp., Ltd
84.40
N
Long position
379,000,000
Beijing CITIC Xinnong Technology Co., Ltd
Capital Mansion, 6 Xinyuan Nanlu, Chaoyang District, Beijing 100004, China (PRC)
Beijing CITIC Xinyuan Technology Co., Ltd
100.00
N
Long position
379,000,000
CITIC Agriculture Technology Corp., Ltd
Capital Mansion, 6 Xinyuan Nanlu, Chaoyang District, Beijing 100004, China (PRC)
Beijing CITIC Xinnong Technology Co., Ltd
7.50
N
Long position
379,000,000
CITIC Agriculture Technology Corp., Ltd
Capital Mansion, 6 Xinyuan Nanlu, Chaoyang District, Beijing 100004, China (PRC)
Beijing CITIC Xinyuan Technology Co., Ltd
92.50
N
Long position
379,000,000
CITIC Agri Fund Management Co., Ltd.
Capital Mansion, 6 Xinyuan Nanlu, Chaoyang District, Beijing 100004, China (PRC)
CITIC Agriculture Technology Corp., Ltd
40.41
N
Long position
379,000,000
Chengtong CITIC Agriculture Fund LP
Capital Mansion, 6 Xinyuan Nanlu, Chaoyang District, Beijing 100004, China (PRC)
CITIC Agriculture Technology Corp., Ltd
37.17
N
Long position
379,000,000
Changsha Kunxin Xin'Ao Investment LP
4th Floor, Building 0810069, No 2 Wangwang East Road, Economic and Technological Development Zone, Wangcheng District, Changsha, China (PRC)
Chengtong CITIC Agriculture Fund LP
91.17
N
Long position
379,000,000
Citagri Easter Limited
Craigmuir Chambers, Road Town, Tortola, VG1110, British Virgin Island
Changsha Kunxin Xin'Ao Investment LP
53.14
Y
Long position
379,000,000
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
Ausnutria Dairy Corporation Ltd has issued 99,879,876 new shares on 27 August 2020, which resulted in a decrease in the percentage level of CITIC Agri Fund Management Co., Ltd‘s shareholding interset in the company.
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
31/08/2020
(dd/mm/yyyy)