FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20200123E00003
(Amendment to CS20190815E00019)
1.
Date of relevant event
:
12/08/2019
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00005
4.
Name of listed corporation
:
HSBC Holdings plc
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
20,600,758,645
7.
Name of substantial shareholder
:
BlackRock, Inc.
8.
Registered office
:
1209 Orange Street, Wilmington, DE 19801
9.
Principal place of business in Hong Kong
:
N/A
15.
Exchange on which listed
:
New York Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
N/A
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1313
There has been a change in nature of your interest in the shares because:
you have lent the shares under a securities borrowing and lending agreement
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
129,928,211
HKD
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,394,550,282
6.77
Short position
16,734,756
0.08
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,394,550,282
6.77
Short position
16,734,756
0.08
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
1,394,550,282
Short position
16,734,756
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4106
Unlisted derivatives - Cash settled
Long position
6,083,496
Short position
8,017,460
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Trident Merger, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock, Inc.
100.00
N
Long position
30,086,589
BlackRock Investment Management, LLC
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
Trident Merger, LLC
100.00
Y
Long position
30,086,589
BlackRock Holdco 2, Inc.
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock, Inc.
100.00
N
Long position
1,364,463,693
Short position
16,734,756
BlackRock Financial Management, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Holdco 2, Inc.
100.00
N
Long position
1,352,859,395
Short position
16,734,756
BlackRock Financial Management, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Holdco 2, Inc.
100.00
Y
Long position
11,604,298
BlackRock Holdco 4, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock Financial Management, Inc.
100.00
N
Long position
579,168,817
Short position
2,448,123
BlackRock Holdco 6, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock Holdco 4, LLC
90.00
N
Long position
579,168,817
Short position
2,448,123
BlackRock Delaware Holdings Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Holdco 6, LLC
100.00
N
Long position
579,168,817
Short position
2,448,123
BlackRock Institutional Trust Company, National Association
1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA)
BlackRock Delaware Holdings Inc.
100.00
Y
Long position
312,509,860
Short position
2,448,123
BlackRock Fund Advisors
400 Howard Street San Francisco, CA 94105, United States (California, USA)
BlackRock Delaware Holdings Inc.
100.00
Y
Long position
266,658,957
BlackRock Capital Holdings, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Financial Management, Inc.
100.00
N
Long position
27,265,025
Short position
76,330
BlackRock Advisors, LLC
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Capital Holdings, Inc.
100.00
Y
Long position
27,265,025
Short position
76,330
BlackRock International Holdings, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Financial Management, Inc.
100.00
N
Long position
746,425,553
Short position
14,210,303
BR Jersey International Holdings L.P.
13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey)
BlackRock International Holdings, Inc.
86.00
N
Long position
746,425,553
Short position
14,210,303
BlackRock Lux Finco S.à r.l.
1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg
BlackRock HK Holdco Limited
100.00
N
Long position
20,364,669
BlackRock Trident Holding Company Limited
Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland)
BlackRock Lux Finco S.à r.l.
100.00
N
Long position
20,364,669
BlackRock Japan Holdings GK
Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo 100-8217 (Japan)
BlackRock Trident Holding Company Limited
100.00
N
Long position
20,364,669
BlackRock Japan Co., Ltd.
Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo 100-8217 (Japan)
BlackRock Japan Holdings GK
100.00
Y
Long position
20,364,669
BlackRock Holdco 3, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BR Jersey International Holdings L.P.
100.00
N
Long position
679,958,374
Short position
14,210,303
BlackRock Canada Holdings LP
161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, Canada)
BlackRock Holdco 3, LLC
99.90
N
Long position
15,307,669
BlackRock Canada Holdings ULC
161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, Canada)
BlackRock Canada Holdings LP
100.00
N
Long position
15,307,669
BlackRock Asset Management Canada Limited
161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, Canada)
BlackRock Canada Holdings ULC
100.00
Y
Long position
15,307,669
BlackRock Australia Holdco Pty. Ltd.
Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, Australia)
BR Jersey International Holdings L.P.
100.00
N
Long position
7,020,459
BlackRock Investment Management (Australia) Limited
Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, Australia)
BlackRock Australia Holdco Pty. Ltd.
100.00
Y
Long position
7,020,459
BlackRock (Singapore) Holdco Pte. Ltd.
20 Anson Road #18-01 079912 Singapore (Singapore)
BR Jersey International Holdings L.P.
100.00
N
Long position
59,446,720
BlackRock HK Holdco Limited
13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong)
BlackRock (Singapore) Holdco Pte. Ltd.
100.00
N
Long position
58,921,108
BlackRock Asset Management North Asia Limited
15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, Central, Hong Kong
BlackRock HK Holdco Limited
100.00
Y
Long position
38,556,439
BlackRock Cayman 1 LP
c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman, KY1-9005, Cayman Islands
BlackRock Holdco 3, LLC
100.00
N
Long position
664,650,705
Short position
14,210,303
BlackRock Cayman West Bay Finco Limited
c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman, KY1-9005, Cayman Islands
BlackRock Cayman 1 LP
100.00
N
Long position
664,650,705
Short position
14,210,303
BlackRock Cayman West Bay IV Limitied
c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman, KY1-9005, Cayman Islands
BlackRock Cayman West Bay Finco Limited
100.00
N
Long position
664,650,705
Short position
14,210,303
BlackRock Group Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Cayman West Bay IV Limitied
90.00
N
Long position
664,650,705
Short position
14,210,303
BlackRock Finance Europe Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Group Limited
100.00
N
Long position
436,538,424
Short position
10,845,187
BlackRock (Netherlands) B.V.
Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands (Amsterdam, Netherlands)
BlackRock Finance Europe Limited
100.00
Y
Long position
5,039,280
BlackRock Advisors (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Finance Europe Limited
100.00
Y
Long position
19,515,409
BlackRock International Limited
Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom (Scotland, United Kingdom)
BlackRock Group Limited
100.00
N
Long position
69,421,753
BlackRock International Limited
Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom (Scotland, United Kingdom)
BlackRock Group Limited
100.00
Y
Long position
2,956,196
BlackRock Group Limited-Luxembourg Branch
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Group Limited
100.00
N
Long position
155,734,332
Short position
3,365,116
BlackRock Luxembourg Holdco S.à r.l.
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Group Limited-Luxembourg Branch
100.00
N
Long position
155,734,332
Short position
3,365,116
BlackRock Investment Management Ireland Holdings Limited
JP Morgan House, International Financial Services Centre, Dublin 1, Ireland (Ireland)
BlackRock Luxembourg Holdco S.à r.l.
100.00
N
Long position
143,101,754
Short position
21,722
BlackRock Asset Management Ireland Limited
JP Morgan House, International Financial Services Centre, Dublin 1, Ireland (Ireland)
BlackRock Investment Management Ireland Holdings Limited
100.00
Y
Long position
143,101,754
Short position
21,722
BLACKROCK (Luxembourg) S.A.
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Luxembourg Holdco S.à r.l.
100.00
Y
Long position
12,173,050
Short position
3,343,394
BlackRock Investment Management (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Finance Europe Limited
100.00
N
Long position
271,616,455
Short position
10,845,187
BlackRock Investment Management (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Finance Europe Limited
100.00
Y
Long position
140,367,280
BlackRock Investment Management(UK) Limited – German Branch – Frankfurt BlackRock
Bockenheimer Landstraße 2-4, 60306, Frankfurt am Main, Germany
BlackRock Investment Management (UK) Limited
100.00
N
Long position
26,073,728
BlackRock Asset Management Deutschland AG
Max-Joseph-Straße 6, D-80333, München, Germany (Germany)
BlackRock Investment Management(UK) Limited – German Branch – Frankfurt BlackRock
100.00
N
Long position
9,730,465
BlackRock Asset Management Deutschland AG
Max-Joseph-Straße 6, D-80333, München, Germany (Germany)
BlackRock Investment Management(UK) Limited – German Branch – Frankfurt BlackRock
100.00
Y
Long position
16,343,263
BlackRock Fund Managers Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Investment Management (UK) Limited
100.00
Y
Long position
245,542,727
Short position
10,845,187
BlackRock Life Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock International Limited
100.00
Y
Long position
69,421,753
iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermögen
Max-Joseph-Straße 6, 80333 Munich Germany (Germany)
BlackRock Asset Management Deutschland AG
100.00
Y
Long position
9,730,465
BlackRock (Singapore) Limited
20 Anson Road #18-01 079912 Singapore (Singapore)
BlackRock (Singapore) Holdco Pte. Ltd.
100.00
Y
Long position
525,612
BlackRock UK Holdco Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Luxembourg Holdco S.à r.l.
100.00
N
Long position
459,528
BlackRock Asset Management (Schweiz) AG
Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland)
BlackRock UK Holdco Limited
100.00
Y
Long position
459,528
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
This is a revised filing with updated number of issued shares in class and percentage figure under Boxes 6, 18 and 19.
28.
Log/Serial Number of the previous form
:
CS20190815E00019
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
23/01/2020
(dd/mm/yyyy)