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Form Serial Number: |
CS20190718E00402 |
| 1.
Date of relevant event: |
15/07/2019
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01211 |
| 4.
Name of listed corporation: |
BYD Co. Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
915,000,000 |
| 7.
Name of substantial shareholder: |
The Goldman Sachs Group, Inc. |
| 8.
Registered office: |
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA |
| 9.
Principal place of business in Hong Kong: |
Nil |
| 15.
Exchange on which listed: |
New York Stock Exchange |
| 16.
Name of listed parent and exchange on which parent is listed: |
Nil |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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|
Long position |
| 1013 | You first acquire a notifiable interest because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2201 | Interest of corporation controlled by you |
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3,878,639 |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 43,445,609 | 4.75 |
| Short position | 44,940,831 | 4.91 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 47,324,248 | 5.17 |
| Short position | 44,940,831 | 4.91 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 47,324,248 | | Short position | 44,940,831 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 12,022,617 | | Short position | 332,366 |
|
| 4105 | Unlisted derivatives - Physically settled |
| | Long position | 0 | | Short position | 4,002,496 |
|
| 4102 | Listed derivatives - Cash settled |
| | Long position | 0 | | Short position | 3,274,500 |
|
| 4101 | Listed derivatives - Physically settled |
| | Long position | 983,000 | | Short position | 117,000 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Goldman Sachs (UK) L.L.C. | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA | The Goldman Sachs Group, Inc. | 100.00 | N | | Long position | 27,406,584 | | Short position | 25,170,020 |
|
| Goldman Sachs Group UK Limited | Peterborough Court, 133 Fleet Street, London EC4A 2BB, GBR | Goldman Sachs (UK) L.L.C. | 100.00 | N | | Long position | 27,406,584 | | Short position | 25,170,020 |
|
| Goldman Sachs International | Peterborough Court, 133 Fleet Street, London EC4A 2BB, GBR | Goldman Sachs Group UK Limited | 100.00 | Y | | Long position | 27,406,584 | | Short position | 25,170,020 |
|
| Goldman Sachs & Co. LLC | 200 West Street, New York, 10282, USA | The Goldman Sachs Group, Inc. | 100.00 | Y | | Long position | 19,880,541 | | Short position | 19,703,811 |
|
| GOLDMAN SACHS BANK AG | Claridenstrasse 25, Zurich, Switzerland | The Goldman Sachs Group, Inc. | 100.00 | Y | | Long position | 17,000 | | Short position | 0 |
|
| GSAM Holdings L.L.C. | 251 Little Falls Dr., Wilmington DE 19808, USA | The Goldman Sachs Group, Inc. | 100.00 | N | | Long position | 20,123 | | Short position | 67,000 |
|
| Goldman Sachs Asset Management, L.P. | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA | GSAM Holdings L.L.C. | 99.00 | Y | | Long position | 20,123 | | Short position | 67,000 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
The percentage level of our interest in the shares has increased due to borrowing of shares pursuant to a securities borrowing and lending agreement.
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
18/07/2019
(dd/mm/yyyy)
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