FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20190221E00022
1.
Date of relevant event
:
18/02/2019
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00005
4.
Name of listed corporation
:
HSBC Holdings plc
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
20,361,484,512
7.
Name of substantial shareholder
:
BlackRock, Inc.
8.
Registered office
:
1209 Orange Street, Wilmington, DE 19801
9.
Principal place of business in Hong Kong
:
N/A
15.
Exchange on which listed
:
New York Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
N/A
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1313
There has been a change in nature of your interest in the shares because:
you have lent the shares under a securities borrowing and lending agreement
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
15,437,673
HKD
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,367,328,443
6.72
Short position
12,590,919
0.06
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,367,328,443
6.72
Short position
12,590,919
0.06
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
1,367,328,443
Short position
12,590,919
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4106
Unlisted derivatives - Cash settled
Long position
9,044,872
Short position
6,391,382
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Trident Merger, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock, Inc.
100.00
N
Long position
28,114,141
BlackRock Investment Management, LLC
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
Trident Merger, LLC
100.00
Y
Long position
28,114,141
BlackRock Holdco 2, Inc.
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock, Inc.
100.00
N
Long position
1,339,214,302
Short position
12,590,919
BlackRock Financial Management, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Holdco 2, Inc.
100.00
N
Long position
1,327,030,521
Short position
12,590,919
BlackRock Financial Management, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Holdco 2, Inc.
100.00
Y
Long position
12,183,781
BlackRock Holdco 4, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock Financial Management, Inc.
100.00
N
Long position
569,387,086
Short position
3,107,435
BlackRock Holdco 6, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock Holdco 4, LLC
90.00
N
Long position
569,387,086
Short position
3,107,435
BlackRock Delaware Holdings Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Holdco 6, LLC
100.00
N
Long position
569,387,086
Short position
3,107,435
BlackRock Institutional Trust Company, National Association
1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA)
BlackRock Delaware Holdings Inc.
100.00
Y
Long position
310,444,222
Short position
3,107,435
BlackRock Fund Advisors
400 Howard Street San Francisco, CA 94105, United States (California, USA)
BlackRock Delaware Holdings Inc.
100.00
Y
Long position
258,942,864
BlackRock Capital Holdings, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Financial Management, Inc.
100.00
N
Long position
29,884,486
Short position
52,210
BlackRock Advisors, LLC
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Capital Holdings, Inc.
100.00
Y
Long position
29,884,486
Short position
52,210
BlackRock International Holdings, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Financial Management, Inc.
100.00
N
Long position
727,758,949
Short position
9,431,274
BR Jersey International Holdings L.P.
13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey)
BlackRock International Holdings, Inc.
86.00
N
Long position
727,758,949
Short position
9,431,274
BlackRock Lux Finco S.à r.l.
1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg
BlackRock HK Holdco Limited
100.00
N
Long position
16,021,282
BlackRock Trident Holding Company Limited
Taney Hall, Eglington Terrace, Dundrum, Dublin 14, Ireland (Ireland)
BlackRock Lux Finco S.à r.l.
100.00
N
Long position
16,021,282
BlackRock Japan Holdings GK
Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo 100-8217 (Japan)
BlackRock Trident Holding Company Limited
100.00
N
Long position
16,021,282
BlackRock Japan Co., Ltd.
Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo 100-8217 (Japan)
BlackRock Japan Holdings GK
100.00
Y
Long position
16,021,282
BlackRock Holdco 3, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BR Jersey International Holdings L.P.
100.00
N
Long position
667,369,429
Short position
9,431,274
BlackRock Canada Holdings LP
161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, Canada)
BlackRock Holdco 3, LLC
99.90
N
Long position
12,395,246
BlackRock Canada Holdings ULC
161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, Canada)
BlackRock Canada Holdings LP
100.00
N
Long position
12,395,246
BlackRock Asset Management Canada Limited
161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, Canada)
BlackRock Canada Holdings ULC
100.00
Y
Long position
12,395,246
BlackRock Australia Holdco Pty. Ltd.
Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, Australia)
BR Jersey International Holdings L.P.
100.00
N
Long position
7,223,924
BlackRock Investment Management (Australia) Limited
Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, Australia)
BlackRock Australia Holdco Pty. Ltd.
100.00
Y
Long position
7,223,924
BlackRock (Singapore) Holdco Pte. Ltd.
20 Anson Road #18-01 079912 Singapore (Singapore)
BR Jersey International Holdings L.P.
100.00
N
Long position
52,427,471
BlackRock HK Holdco Limited
13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong)
BlackRock (Singapore) Holdco Pte. Ltd.
100.00
N
Long position
51,871,092
BlackRock Asset Management North Asia Limited
15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, Central, Hong Kong
BlackRock HK Holdco Limited
100.00
Y
Long position
35,849,810
BlackRock Cayman 1 LP
c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman, KY1-9005, Cayman Islands
BlackRock Holdco 3, LLC
100.00
N
Long position
654,974,183
Short position
9,431,274
BlackRock Cayman West Bay Finco Limited
c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman, KY1-9005, Cayman Islands
BlackRock Cayman 1 LP
100.00
N
Long position
654,974,183
Short position
9,431,274
BlackRock Cayman West Bay IV Limitied
c/o Interturst Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman, KY1-9005, Cayman Islands
BlackRock Cayman West Bay Finco Limited
100.00
N
Long position
654,974,183
Short position
9,431,274
BlackRock Group Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Cayman West Bay IV Limitied
90.00
N
Long position
654,974,183
Short position
9,431,274
BlackRock Finance Europe Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Group Limited
100.00
N
Long position
437,658,253
Short position
6,401,449
BlackRock (Netherlands) B.V.
Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands (Amsterdam, Netherlands)
BlackRock Finance Europe Limited
100.00
Y
Long position
5,580,620
BlackRock Advisors (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Finance Europe Limited
100.00
Y
Long position
19,646,240
BlackRock International Limited
Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom (Scotland, United Kingdom)
BlackRock Group Limited
100.00
N
Long position
65,990,497
BlackRock International Limited
Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom (Scotland, United Kingdom)
BlackRock Group Limited
100.00
Y
Long position
1,003,044
BlackRock Group Limited-Luxembourg Branch
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Group Limited
100.00
N
Long position
150,322,389
Short position
3,029,825
BlackRock Luxembourg Holdco S.à r.l.
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Group Limited-Luxembourg Branch
100.00
N
Long position
150,322,389
Short position
3,029,825
BlackRock Investment Management Ireland Holdings Limited
JP Morgan House, International Financial Services Centre, Dublin 1, Ireland (Ireland)
BlackRock Luxembourg Holdco S.à r.l.
100.00
N
Long position
135,622,518
Short position
23,368
BlackRock Asset Management Ireland Limited
JP Morgan House, International Financial Services Centre, Dublin 1, Ireland (Ireland)
BlackRock Investment Management Ireland Holdings Limited
100.00
Y
Long position
135,622,518
Short position
23,368
BLACKROCK (Luxembourg) S.A.
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Luxembourg Holdco S.à r.l.
100.00
Y
Long position
14,241,334
Short position
3,006,457
BlackRock Investment Management (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Finance Europe Limited
100.00
N
Long position
264,572,994
Short position
6,364,630
BlackRock Investment Management (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Finance Europe Limited
100.00
Y
Long position
147,858,399
Short position
36,819
BlackRock Investment Management(UK) Limited – German Branch – Frankfurt BlackRock
Bockenheimer Landstraße 2-4, 60306, Frankfurt am Main, Germany
BlackRock Investment Management (UK) Limited
100.00
N
Long position
28,429,390
BlackRock Asset Management Deutschland AG
Max-Joseph-Straße 6, D-80333, München, Germany (Germany)
BlackRock Investment Management(UK) Limited – German Branch – Frankfurt BlackRock
100.00
N
Long position
12,087,396
BlackRock Asset Management Deutschland AG
Max-Joseph-Straße 6, D-80333, München, Germany (Germany)
BlackRock Investment Management(UK) Limited – German Branch – Frankfurt BlackRock
100.00
Y
Long position
16,341,994
BlackRock Fund Managers Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Investment Management (UK) Limited
100.00
Y
Long position
236,143,604
Short position
6,364,630
BlackRock Life Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock International Limited
100.00
Y
Long position
65,990,497
iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermögen
Max-Joseph-Straße 6, 80333 Munich Germany (Germany)
BlackRock Asset Management Deutschland AG
100.00
Y
Long position
12,087,396
BlackRock (Singapore) Limited
20 Anson Road #18-01 079912 Singapore (Singapore)
BlackRock (Singapore) Holdco Pte. Ltd.
100.00
Y
Long position
556,379
BlackRock UK Holdco Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Luxembourg Holdco S.à r.l.
100.00
N
Long position
458,537
BlackRock Asset Management (Schweiz) AG
Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland)
BlackRock UK Holdco Limited
100.00
Y
Long position
458,537
Phoenix Acquisition B.V
Rembrandt Tower Amstelplein 1, 1096 HA Amsterdam Netherlands
BR Jersey International Holdings L.P.
100.00
N
Long position
738,125
BlackRock Mexico Operadora
Torre Virreyes - Pedregal 24, Piso 5, Col. Molino del Rey, Del. Miguel Hidalgo, CP 11010, CDMX
Phoenix Acquisition B.V
99.90
Y
Long position
738,125
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
21/02/2019
(dd/mm/yyyy)