| |
|
Form Serial Number: |
CS20181219E00361 |
| 1.
Date of relevant event: |
13/12/2018
(dd/mm/yyyy)
|
| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
14/12/2018
(dd/mm/yyyy)
|
| 3.
Stock code: |
02359 |
| 4.
Name of listed corporation: |
WUXI APPTEC CO., LTD. - H SHARES |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
116,474,200 |
| 7.
Name of substantial shareholder: |
Morgan Stanley International Limited |
| 8.
Registered office: |
25 Cabot Square, Canary Wharf, London, E14 4QA, UNITED KINGDOM |
| 9.
Principal place of business in Hong Kong: |
No place of business in Hong Kong |
| 15.
Exchange on which listed: |
Not applicable |
| 16.
Name of listed parent and exchange on which parent is listed: |
Morgan Stanley, New York Stock Exchange |
|
| 17.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
|
Off Exchange
|
| Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Nature of consideration
|
|
Long position |
| 1701 | Miscellaneous
On listing of the corporation or a class of shares of the listed corporation |
|
|
| 2201 | Interest of corporation controlled by you |
|
23,040,000 |
HKD |
|
|
|
|
| Short position |
|
|
|
|
|
|
|
|
|
|
|
| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 0 | 0.00 |
| Short position | 0 | 0.00 |
| Lending Pool | 0 | 0.00 |
|
|
| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 23,040,000 | 19.78 |
| Short position | 17,750,000 | 15.23 |
| Lending Pool | 0 | 0.00 |
|
|
| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 23,040,000 | | Short position | 17,750,000 |
|
|
|
|
|
| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4105 | Unlisted derivatives - Physically settled |
| | Long position | 17,471,100 | | Short position | 0 |
|
|
|
| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Morgan Stanley Investments (UK) | 20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: UNITED KINGDOM | Morgan Stanley International Limited | 100.00 | N | | Long position | 23,040,000 | | Short position | 17,750,000 |
|
| Morgan Stanley & Co. International plc | Legal & Compliance Department, 25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM | Morgan Stanley Investments (UK) | 100.00 | Y | | Long position | 23,040,000 | | Short position | 17,750,000 |
|
|
|
|
| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
|
| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
| | | |
|
|
| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | 0 |
|
|
| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
| | | |
|
| |
| 27.
Supplementary information: |
Long interest disclosed includes over-allotment option. Short interest disclosed includes shares on deferred settlement basis for which MS is under obligation to deliver as an underwriter of the IPO
|
| 28.
Log/Serial Number of the previous form: |
|
| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 2: |
19/12/2018
(dd/mm/yyyy)
|
|
|
|
|