FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20181129E00216
(Withdrawn on 28/06/2019)
1.
Date of relevant event
:
26/11/2018
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01211
4.
Name of listed corporation
:
BYD Co. Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
915,000,000
7.
Name of substantial shareholder
:
Citigroup Inc.
8.
Registered office
:
388 Greenwich Street, New York, 10013, USA
9.
Principal place of business in Hong Kong
:
50/F, Champion Tower, 3 Garden Road, Central, Hong Kong
15.
Exchange on which listed
:
NYSE
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1013
You first acquire a notifiable interest because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2502
Approved lending agent
5,878,020
HKD
Short position
1403
You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
3,452,131
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
43,461,290
4.74
Short position
15,014,610
1.64
Lending Pool
24,728,622
2.70
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
49,339,310
5.39
Short position
11,562,479
1.26
Lending Pool
28,083,057
3.06
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
21,256,253
Short position
11,562,479
2502
Approved lending agent
Long position
28,083,057
Short position
0
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4101
Listed derivatives - Physically settled
Long position
30,727
Short position
0
4105
Unlisted derivatives - Physically settled
Long position
754,888
Short position
253,641
4106
Unlisted derivatives - Cash settled
Long position
3,892,280
Short position
37,200
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Citicorp LLC
388 Greenwich Street, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
32,321,157
Short position
97,600
Citibank, N.A.
701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States
Citicorp LLC
100.00
Y
Long position
32,321,157
Short position
97,600
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
16,884,153
Short position
11,464,879
Citigroup Financial Products Inc.
388 Greenwich Street, New York, NY, 10013, United States
Citigroup Global Markets Holdings Inc.
100.00
N
Long position
16,884,153
Short position
11,464,879
Citigroup Global Markets Hong Kong Limited
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong
Citigroup Financial Products Inc.
100.00
Y
Long position
1,199,606
Short position
574,279
Citigroup Global Markets Inc.
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong
Citigroup Financial Products Inc.
100.00
Y
Long position
4,350,343
Short position
6,139,694
Citigroup Global Markets Holdings Bahamas Limited
Citibank Buliding, 110 Thompson Blvd., Nassau, New Providence, Bahamas
Citigroup Financial Products Inc.
90.00
N
Long position
11,334,204
Short position
4,750,906
Citigroup Global Markets Limited
Citigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, England
Citigroup Global Markets Holdings Bahamas Limited
100.00
Y
Long position
11,334,204
Short position
4,750,906
Citicorp Banking Corporation
New Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, New Castle, DE, 19720, United States
Citigroup Inc.
100.00
N
Long position
134,000
Short position
0
Citibank (Switzerland) AG
Prime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, Switzerland
Citicorp Banking Corporation
100.00
Y
Long position
134,000
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
Percentage level of Citigroup Inc.'s interest in the shares held in the lending pool has increased. Citigroup Inc. was also interested in more than 1% of the shares which was largely due to our obligation to return the borrowed shares.
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
29/11/2018
(dd/mm/yyyy)