FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20181109E00354 
1. Date of relevant event: 06/11/2018
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): 08/11/2018
(dd/mm/yyyy)
3. Stock code: 02202
4. Name of listed corporation: China Vanke Co., Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 1,314,955,468
7. Name of substantial shareholder: JPMorgan Chase & Co. 
8. Registered office: 270 Park Avenue, New York 10017, United States
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed: New York Stock Exchange
16. Name of listed parent and exchange on which parent is listed: N/A 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1201The percentage level of your interest in the shares has reduced because:
you completed a sale of the shares
2201Interest of corporation controlled by you
2201Interest of corporation controlled by you
1,099,118 HKD 26.3500 25.8476 25.8395
3101Cash
Short position 
 
 
 
           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position145,455,60111.06
Short position5,557,6440.42
Lending Pool69,763,1165.30
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position144,356,48310.97
Short position5,564,8500.42
Lending Pool69,764,9165.30
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position11,182,716
Short position5,564,850
2102Investment manager
Long position63,158,316
Short position0
2106Person having a security interest in shares
Long position250,535
Short position0
2502Approved lending agent
Long position69,764,916
Short position0

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4102Listed derivatives - Cash settled
Long position0
Short position32,900
4105Unlisted derivatives - Physically settled
Long position1,568,600
Short position4,752,450
4106Unlisted derivatives - Cash settled
Long position1,835,300
Short position152,600
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
China International Fund Management Co., Ltd.25th Floor, Zhendan Mansion 99 Fucheng Road Shanghai 200120 ChinaJPMORGAN ASSET MANAGEMENT (UK) LIMITED49.00Y
Long position901,600
Short position0
JPMorgan Chase Bank, N.A. - Taipei BranchNo.106, 3/F, 8/F & 9/F No.108, 3/F, 8/F, Xin Yi Trading Center Section 5, Xin Yi Road Taipei 110 Taiwan Province of ChinaJPMorgan Chase Bank, National Association100.00Y
Long position9,574,600
Short position0
J.P. Morgan Bank Luxembourg S.A. - Amsterdam BranchStrawinskylaan 1135 Amsterdam 1077XX NetherlandsJ.P. Morgan Bank Luxembourg S.A.100.00Y
Long position1,181,900
Short position0
J.P. Morgan Bank Luxembourg S.A.- Stockholm BankfilialHamngatan 15 Stockholm 11147 SwedenJ.P. Morgan Bank Luxembourg S.A.100.00Y
Long position800,000
Short position0
J.P. Morgan Securities LLC383 Madison Ave. New York NY 10179 United StatesJ.P. Morgan Broker-Dealer Holdings Inc.100.00Y
Long position134,200
Short position6,900
JPMORGAN CHASE BANK, N.A. - LONDON BRANCH25 Bank Street Canary Wharf London E14 5JP EnglandJPMorgan Chase Bank, National Association100.00Y
Long position30,599,507
Short position0
J.P. Morgan Investment Management Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Asset Management Holdings Inc.100.00Y
Long position19,538,916
Short position0
JPMorgan Asset Management (Taiwan) Limited20F & 21, No.1 Song Zhi Rd, Xin Yi District, Taipei City, Taiwan. Taipei 110 Taiwan Province of ChinaJPMorgan Asset Management (Asia) Inc.100.00Y
Long position1,123,700
Short position0
J.P. Morgan Europe Limited, Oslo BranchTordenskiolds gate 6 OSLO 0160 NorwayJ.P. MORGAN EUROPE LIMITED100.00Y
Long position22,312
Short position0
JPMORGAN ASSET MANAGEMENT (UK) LIMITED60 Victoria Embankment London EC4Y0JP EnglandJPMORGAN ASSET MANAGEMENT HOLDINGS (UK) LIMITED100.00Y
Long position2,692,500
Short position0
J.P. Morgan Europe (UK), Copenhagen Br, filial af J.P. Morgan Europe Ltd, StorbritannienKalvebod Brygge 39-41 1560 Kobenhavn V Copenhagen 1560 DenmarkJ.P. MORGAN EUROPE LIMITED100.00Y
Long position952,000
Short position0
J.P. Morgan Europe Limited, Helsingin sivuliikeAleksanterinkatu 44a FI -00100 Helsinki Helsinki FI-00100 FinlandJ.P. MORGAN EUROPE LIMITED100.00Y
Long position1,428,600
Short position0
J.P. Morgan Bank (Ireland) Public Limited CompanyJPMorgan House International Financial Services Centre Dublin 1, Ireland, Reg. No.: 7566 Dublin 1 IrelandJ.P. Morgan International Finance Limited100.00Y
Long position9,000
Short position0
JPMorgan Chase Bank, N.A. - Sydney Branch83-85 CASTLEREAGH STREET Sydney NSW 2000 AustraliaJPMorgan Chase Bank, National Association100.00Y
Long position460,237
Short position0
J.P. Morgan Europe Limited (UK), Stockholm BankfilialHamngatan 15, 111 47 Stockholm Stockholm 111 47 SwedenJ.P. MORGAN EUROPE LIMITED100.00Y
Long position1,224,635
Short position0
J.P. Morgan Bank Luxembourg S.A.European Bank & Business Centre 6, route de Treves Senningerberg L-2633 LuxembourgJ.P. Morgan International Finance Limited100.00Y
Long position705,911
Short position0
JPMorgan Chase Bank, N.A. - Hong Kong Branch7/F, 20/F, 22/F-29/F Chater House, 8 Connaught Road Central Hong Kong Hong KongJPMorgan Chase Bank, National Association100.00Y
Long position2,288,885
Short position0
JPMorgan Chase Bank, National Association1111 Polaris Parkway Columbus OH 43240 United StatesJPMorgan Chase & Co.100.00Y
Long position24,296,729
Short position0
JF Asset Management Limited21st Floor, Chater House, 8 Connaught Road Central, Hong Kong. Hong Kong Hong KongJPMorgan Asset Management (Asia) Inc.99.99Y
Long position33,361,000
Short position0
J.P. MORGAN SECURITIES PLC25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN CAPITAL HOLDINGS LIMITED100.00Y
Long position11,299,051
Short position5,557,950
JF International Management Inc.Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands. Tortola VG1110 British Virgin IslandsJPMorgan Asset Management (Asia) Inc.100.00Y
Long position293,000
Short position0
J.P. Morgan (Suisse) SA8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland Geneva 1211 SwitzerlandJ.P. Morgan International Finance Limited100.00Y
Long position1,468,200
Short position0
JPMORGAN ASSET MANAGEMENT (UK) LIMITED60 Victoria Embankment London EC4Y0JP EnglandJPMORGAN ASSET MANAGEMENT HOLDINGS (UK) LIMITED100.00N
Long position901,600
Short position0
JPMORGAN ASSET MANAGEMENT HOLDINGS (UK) LIMITED60 Victoria Embankment London EC4Y0JP EnglandJPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED100.00N
Long position3,594,100
Short position0
JPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED60 Victoria Embankment London EC4Y0JP EnglandJPMorgan Asset Management Holdings Inc.100.00N
Long position3,594,100
Short position0
JPMorgan Asset Management Holdings Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Chase Holdings LLC100.00N
Long position57,910,716
Short position0
JPMorgan Chase Holdings LLC270 Park Avenue New York NY 10017 United StatesJPMorgan Chase & Co.100.00N
Long position58,044,916
Short position6,900
JPMorgan Chase Bank, National Association1111 Polaris Parkway Columbus OH 43240 United StatesJPMorgan Chase & Co.100.00N
Long position62,014,838
Short position5,557,950
J.P. Morgan Bank Luxembourg S.A.European Bank & Business Centre 6, route de Treves Senningerberg L-2633 LuxembourgJ.P. Morgan International Finance Limited100.00N
Long position1,981,900
Short position0
J.P. Morgan International Finance Limited270 Park Avenue New York NY 10017 United StatesJPMorgan Chase Bank, National Association100.00N
Long position19,091,609
Short position5,557,950
J.P. Morgan Broker-Dealer Holdings Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Chase Holdings LLC100.00N
Long position134,200
Short position6,900
JPMorgan Asset Management (Asia) Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Asset Management Holdings Inc.100.00N
Long position34,777,700
Short position0
J.P. MORGAN EUROPE LIMITED25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN SECURITIES PLC100.00N
Long position3,627,547
Short position0
J.P. MORGAN SECURITIES PLC25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN CAPITAL HOLDINGS LIMITED100.00N
Long position3,627,547
Short position0
J.P. MORGAN CAPITAL HOLDINGS LIMITED(Primary place of business) 6 route de Trves Senningerberg L-2633 LuxembourgJ.P. Morgan International Finance Limited100.00N
Long position14,926,598
Short position5,557,950

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 09/11/2018
(dd/mm/yyyy)