FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20181101E00213
1.
Date of relevant event
:
29/10/2018
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01211
4.
Name of listed corporation
:
BYD Co. Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
915,000,000
7.
Name of substantial shareholder
:
Citigroup Inc.
8.
Registered office
:
388 Greenwich Street, New York, 10013, USA
9.
Principal place of business in Hong Kong
:
50/F, Champion Tower, 3 Garden Road, Central, Hong Kong
15.
Exchange on which listed
:
NYSE
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1316
There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
2,708,056
HKD
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
48,699,038
5.32
Short position
15,684,323
1.71
Lending Pool
25,667,547
2.80
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
50,271,460
5.49
Short position
17,204,277
1.88
Lending Pool
25,733,587
2.81
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2106
Person having a security interest in shares
Long position
637,597
Short position
0
2201
Interest of corporation controlled by you
Long position
23,900,276
Short position
17,204,277
2502
Approved lending agent
Long position
25,733,587
Short position
0
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4101
Listed derivatives - Physically settled
Long position
30,054
Short position
169,000
4105
Unlisted derivatives - Physically settled
Long position
992,888
Short position
197,030
4106
Unlisted derivatives - Cash settled
Long position
6,733,860
Short position
45,200
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Citicorp LLC
388 Greenwich Street, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
30,035,010
Short position
110,718
Citibank, N.A.
701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States
Citicorp LLC
100.00
Y
Long position
30,035,010
Short position
110,718
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
20,102,450
Short position
17,093,559
Citigroup Financial Products Inc.
388 Greenwich Street, New York, NY, 10013, United States
Citigroup Global Markets Holdings Inc.
100.00
N
Long position
20,102,450
Short position
17,093,559
Citigroup Global Markets Hong Kong Limited
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong
Citigroup Financial Products Inc.
100.00
Y
Long position
1,324,094
Short position
544,276
Citigroup Global Markets Inc.
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong
Citigroup Financial Products Inc.
100.00
Y
Long position
3,201,389
Short position
7,203,194
Citigroup Global Markets Holdings Bahamas Limited
Citibank Buliding, 110 Thompson Blvd., Nassau, New Providence, Bahamas
Citigroup Financial Products Inc.
90.00
N
Long position
15,576,967
Short position
9,346,089
Citigroup Global Markets Limited
Citigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, England
Citigroup Global Markets Holdings Bahamas Limited
100.00
Y
Long position
15,576,967
Short position
9,346,089
Citicorp Banking Corporation
New Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, New Castle, DE, 19720, United States
Citigroup Inc.
100.00
N
Long position
134,000
Short position
0
Citibank (Switzerland) AG
Prime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, Switzerland
Citicorp Banking Corporation
100.00
Y
Long position
134,000
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
The percentage level of Citigroup Inc.'s interest in the borrowed shares has increased. Hence, the percentage figure of shares in which our interest is unchanged passed through a percentage level.
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
01/11/2018
(dd/mm/yyyy)