FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20181016E00481 
1. Date of relevant event: 11/10/2018
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 01211
4. Name of listed corporation: BYD Co. Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 915,000,000
7. Name of substantial shareholder: Citigroup Inc. 
8. Registered office: 388 Greenwich Street, New York, 10013, USA
9. Principal place of business in Hong Kong: 50/F, Champion Tower, 3 Garden Road, Central, Hong Kong 
15. Exchange on which listed: NYSE
16. Name of listed parent and exchange on which parent is listed:  
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1316There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201Interest of corporation controlled by you
2201Interest of corporation controlled by you
 5,111,725 HKD
Short position 
1503You ceased to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares decreased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2201Interest of corporation controlled by you
 
 		 3,514,511           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position53,642,9145.86
Short position20,415,4192.23
Lending Pool26,188,1572.86
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position50,189,1065.48
Short position16,900,9081.84
Lending Pool26,187,7822.86
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position24,001,324
Short position16,900,908
2502Approved lending agent
Long position26,187,782
Short position0

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4101Listed derivatives - Physically settled
Long position30,264
Short position169,000
4105Unlisted derivatives - Physically settled
Long position878,163
Short position232,850
4106Unlisted derivatives - Cash settled
Long position6,857,468
Short position94,400
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Citicorp LLC388 Greenwich Street, New York, NY, 10013, United StatesCitigroup Inc.100.00N
Long position30,478,845
Short position72,000
Citibank, N.A.701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United StatesCiticorp LLC100.00Y
Long position30,478,845
Short position72,000
Citigroup Global Markets Holdings Inc.388 Greenwich Street, New York, NY, 10013, United StatesCitigroup Inc.100.00N
Long position19,576,261
Short position16,828,908
Citigroup Financial Products Inc.388 Greenwich Street, New York, NY, 10013, United StatesCitigroup Global Markets Holdings Inc.100.00N
Long position19,576,261
Short position16,828,908
Citigroup Global Markets Switzerland Holding GmbHc/o LacMont AG, Hofstrasse 1A, SwitzerlandCitigroup Financial Products Inc.100.00N
Long position63,500
Short position0
Citigroup Global Markets (International) Finance GmbHHardstrasse 201, CH-8005, Zurich, ZH, SwitzerlandCitigroup Financial Products Inc.100.00N
Long position63,500
Short position0
Citigroup Global Markets Overseas Finance LimitedCiti Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong, Hong KongCitigroup Global Markets Switzerland Holding GmbH48.14N
Long position63,500
Short position0
Citigroup Global Markets Overseas Finance LimitedCiti Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong, Hong KongCitigroup Global Markets (International) Finance GmbH51.86N
Long position63,500
Short position0
Citigroup Global Markets Hong Kong Holdings Limited50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong, Hong KongCitigroup Global Markets Overseas Finance Limited100.00N
Long position63,500
Short position0
Citigroup Global Markets Asia Limited50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong, Hong KongCitigroup Global Markets Hong Kong Holdings Limited100.00Y
Long position63,500
Short position0
Citigroup Global Markets Hong Kong Limited50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong KongCitigroup Financial Products Inc.100.00Y
Long position1,406,660
Short position565,677
Citigroup Global Markets Inc.50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong KongCitigroup Financial Products Inc.100.00Y
Long position2,564,699
Short position5,209,194
Citigroup Global Markets Holdings Bahamas LimitedCitibank Buliding, 110 Thompson Blvd., Nassau, New Providence, BahamasCitigroup Financial Products Inc.90.00N
Long position15,541,402
Short position11,054,037
Citigroup Global Markets LimitedCitigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, EnglandCitigroup Global Markets Holdings Bahamas Limited100.00Y
Long position15,541,402
Short position11,054,037
Citicorp Banking CorporationNew Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, New Castle, DE, 19720, United StatesCitigroup Inc.100.00N
Long position134,000
Short position0
Citibank (Switzerland) AGPrime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, SwitzerlandCiticorp Banking Corporation100.00Y
Long position134,000
Short position0

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information: The percentage level of Citigroup Inc.'s interest in the borrowed shares has reduced. Hence, the percentage figure of shares in which our interest is unchanged passed through a percentage level. The decrease in short position was due to the decrease in our obligation to return for the borrowed shares under a securities borrowing and lending agreement.
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 16/10/2018
(dd/mm/yyyy)