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Form Serial Number: |
CS20180913E00382 |
1.
Date of relevant event: |
10/09/2018 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00952 |
4.
Name of listed corporation: |
China Tonghai International Financial Limited |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
6,222,049,220 |
7.
Name of substantial shareholder: |
泛海控股股份有限公司 |
8.
Registered office: |
中國北京市東城區建國門內大街28號民生金融中心C座22層 |
9.
Principal place of business in Hong Kong: |
N/A |
15.
Exchange on which listed: |
Shenzhen Stock Exchange (000046) |
16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
1113 | The percentage level of your interest in the shares has increased because: any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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2201 | Interest of corporation controlled by you |
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2201 | Interest of corporation controlled by you |
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4,495,254,732 |
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Short position |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 4,495,254,732 | 19.70 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 4,495,254,732 | 72.24 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 4,495,254,732 |
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21.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
中泛集團有限公司 (China Oceanwide Group Limited) | 64/F, Bank of China Tower, 1 Garden Road, Hong Kong (Hong Kong) | 泛海控股股份有限公司 | 100.00 | N | Long position | 4,495,254,732 |
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泛海控股國際金融發展有限公司(Oceanwide Holdings International Financial Development Co., Ltd) | Vistra Corporate Services Centre, Wickhams Cay II Road Town, Tortola, VG1110 British Virgin Islands (British Virgin Islands) | 中泛集團有限公司 (China Oceanwide Group Limited) | 100.00 | Y | Long position | 4,495,254,732 |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | Percentage (%) |
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27.
Supplementary information: |
1) The percentage in Box 18 is calculated based on the enlarged issued share capital of the listed corporation after completion of its proposed rights issue. 2) The proposed rights issue and relevant underwriting agreement were terminated as announced by the listed corporation on 10 September 2018.
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28.
Log/Serial Number of the previous form: |
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29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
13/09/2018 (dd/mm/yyyy)
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