FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20180808E00414 
1. Date of relevant event: 06/08/2018
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): 08/08/2018
(dd/mm/yyyy)
3. Stock code: 02202
4. Name of listed corporation: China Vanke Co., Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 1,314,955,468
7. Name of substantial shareholder: JPMorgan Chase & Co. 
8. Registered office: 270 Park Avenue, New York 10017, United States
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed: New York Stock Exchange
16. Name of listed parent and exchange on which parent is listed: N/A 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1205The percentage level of your interest in the shares has reduced because:
you ceased to have a security interest in the shares
2201Interest of corporation controlled by you
2201Interest of corporation controlled by you
 5,483,608 HKD 23.0000 22.4024 22.0481
3101Cash
Short position 
 
 
 		            
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position117,855,5638.96
Short position7,310,3780.55
Lending Pool62,353,8564.74
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position123,339,1719.37
Short position8,101,7830.61
Lending Pool62,458,3564.74
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2101Beneficial owner
Long position16,485,632
Short position8,101,783
2102Investment manager
Long position43,146,016
Short position0
2106Person having a security interest in shares
Long position1,249,167
Short position0
2502Approved lending agent
Long position62,458,356
Short position0

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4102Listed derivatives - Cash settled
Long position0
Short position71,000
4105Unlisted derivatives - Physically settled
Long position611,240
Short position4,633,383
4106Unlisted derivatives - Cash settled
Long position1,249,200
Short position3,377,400
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
J.P. Morgan Bank Luxembourg S.A. - Amsterdam BranchStrawinskylaan 1135 Amsterdam 1077XX NetherlandsJ.P. Morgan Bank Luxembourg S.A.100.00Y
Long position1,181,900
Short position0
J.P. Morgan Securities LLC383 Madison Ave. New York NY 10179 United StatesJ.P. Morgan Broker-Dealer Holdings Inc.100.00Y
Long position1,128,300
Short position0
J.P. Morgan Investment Management Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Asset Management Holdings Inc.100.00Y
Long position11,092,200
Short position0
JPMorgan Asset Management (Taiwan) Limited20F & 21, No.1 Song Zhi Rd, Xin Yi District, Taipei City, Taiwan. Taipei 110 Taiwan Province of ChinaJPMorgan Asset Management (Asia) Inc.100.00Y
Long position651,200
Short position0
JPMORGAN ASSET MANAGEMENT (UK) LIMITED60 Victoria Embankment London EC4Y0JP EnglandJPMORGAN ASSET MANAGEMENT HOLDINGS (UK) LIMITED100.00Y
Long position4,762,716
Short position0
Copthall Mauritius Investment Limitedc/o SGG Corporate Services (Mauritius) Ltd 33 Edith Cavell Street Port Louis 11324 MauritiusJ.P. Morgan Holdings (Hong Kong) Limited100.00Y
Long position100,000
Short position0
J.P. Morgan Bank (Ireland) Public Limited CompanyJPMorgan House International Financial Services Centre Dublin 1, Ireland, Reg. No.: 7566 Dublin 1 IrelandJ.P. Morgan International Finance Limited100.00Y
Long position9,000
Short position0
J.P. Morgan Bank Luxembourg S.A.European Bank & Business Centre 6, route de Treves Senningerberg L-2633 LuxembourgJ.P. Morgan International Finance Limited99.99Y
Long position1,223,611
Short position0
JPMorgan Chase Bank, National Association1111 Polaris Parkway Columbus OH 43240 United StatesJPMorgan Chase & Co.100.00Y
Long position60,001,298
Short position0
JF Asset Management Limited21st Floor, Chater House, 8 Connaught Road Central, Hong Kong. Hong Kong Hong KongJPMorgan Asset Management (Asia) Inc.99.99Y
Long position21,617,300
Short position0
J.P. MORGAN EUROPE LIMITED25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN SECURITIES PLC100.00Y
Long position3,673,647
Short position0
J.P. Morgan (Suisse) SA8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland Geneva 1211 SwitzerlandJ.P. Morgan International Finance Limited100.00Y
Long position1,391,500
Short position0
J.P. MORGAN SECURITIES PLC25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN CAPITAL HOLDINGS LIMITED100.00Y
Long position16,506,499
Short position8,101,783
J.P. Morgan Bank Luxembourg S.A.European Bank & Business Centre 6, route de Treves Senningerberg L-2633 LuxembourgJ.P. Morgan International Finance Limited99.99N
Long position1,181,900
Short position0
J.P. Morgan International Finance Limited500 Stanton Christian Road Newark DE 19713 United StatesJPMorgan Chase Bank, National Association100.00N
Long position24,086,157
Short position8,101,783
JPMorgan Chase Bank, National Association1111 Polaris Parkway Columbus OH 43240 United StatesJPMorgan Chase & Co.100.00N
Long position24,086,157
Short position8,101,783
J.P. Morgan Broker-Dealer Holdings Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Chase Holdings LLC100.00N
Long position1,128,300
Short position0
JPMorgan Chase Holdings LLC270 Park Avenue New York NY 10017 United StatesJPMorgan Chase & Co.100.00N
Long position39,251,716
Short position0
JPMorgan Asset Management Holdings Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Chase Holdings LLC100.00N
Long position38,123,416
Short position0
JPMorgan Asset Management (Asia) Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Asset Management Holdings Inc.100.00N
Long position22,268,500
Short position0
JPMORGAN ASSET MANAGEMENT HOLDINGS (UK) LIMITED60 Victoria Embankment London EC4Y0JP EnglandJPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED100.00N
Long position4,762,716
Short position0
JPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED60 Victoria Embankment London EC4Y0JP EnglandJPMorgan Asset Management Holdings Inc.100.00N
Long position4,762,716
Short position0
J.P. Morgan Holdings (Hong Kong) Limited33/F One Island East 18 Westlands Road Island East Hong Kong Hong KongJ.P. Morgan International Finance Limited100.00N
Long position100,000
Short position0
J.P. MORGAN SECURITIES PLC25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN CAPITAL HOLDINGS LIMITED100.00N
Long position3,673,647
Short position0
J.P. MORGAN CAPITAL HOLDINGS LIMITED(Primary place of business) 6 route de Trves Senningerberg L-2633 LuxembourgJ.P. Morgan International Finance Limited100.00N
Long position20,180,146
Short position8,101,783

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 08/08/2018
(dd/mm/yyyy)