FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20180806E00447
1.
Date of relevant event
:
15/06/2018
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01528
4.
Name of listed corporation
:
Red Star Macalline Group Corporation Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
1,062,813,069
7.
Name of substantial shareholder
:
Warburg Pincus & Co.
8.
Registered office
:
450 Lexington Avenue, New York, New York 10017-3147
9.
Principal place of business in Hong Kong
:
Not applicable
15.
Exchange on which listed
:
Not applicable
16.
Name of listed parent and exchange on which parent is listed
:
Not applicable
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
Short position
14012
You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you are under an obligation to deliver the underlying shares
2201
Interest of corporation controlled by you
301,057,669
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
301,057,669
28.33
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
301,057,669
28.33
Short position
301,057,669
28.33
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
301,057,669
Short position
301,057,669
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4106
Unlisted derivatives - Cash settled
Short position
301,057,669
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Warburg Pincus Partners GP LLC
c/o the Corporate Trust Company, Corporate Trust Centre, 1209 Orange Street, Wilmington, Delaware, USA 19801
Warburg Pincus & Co.
100.00
N
Long position
301,057,669
Warburg Pincus Partners, L.P.
c/o the Corporate Trust Company, Corporate Trust Centre, 1209 Orange Street, Wilmington, Delaware, USA 19801
Warburg Pincus Partners GP LLC
100.00
N
Long position
301,057,669
Warburg Pincus Real Estate I GP, LLC
c/o the Corporate Trust Company, Corporate Trust Centre, 1209 Orange Street, Wilmington, Delaware, USA 19801
Warburg Pincus Partners, L.P.
100.00
N
Long position
301,057,669
Warburg Pincus Real Estate I, L.P.
c/o the Corporate Trust Company, Corporate Trust Centre, 1209 Orange Street, Wilmington, Delaware, USA 19801
Warburg Pincus Real Estate I GP, LLC
100.00
N
Long position
196,011,390
Candlewood Investment SRL
The Grove, 21 Pine Road Belleville, St. Michael, Barbados
Warburg Pincus Real Estate I, L.P.
100.00
Y
Long position
196,011,390
WPRE Redstar Manager LLC
c/o Corporation Service Company, 2711 Centerville Road, Sutie 400, Wilmington, New Castle County, Delaware, USA 19808
Warburg Pincus Real Estate I GP, LLC
100.00
N
Long position
105,046,279
WPRE I Redstar, L.P.
c/o Maples and Calder, PO Box 309, Ugland House Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands)
WPRE Redstar Manager LLC
100.00
N
Long position
105,046,279
Springwood Investment SRL
The Grove, 21 Pine Road Belleville, St. Michael, Barbados
WPRE I Redstar, L.P.
100.00
Y
Long position
105,046,279
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
06/08/2018
(dd/mm/yyyy)