|
Form Serial Number: |
CS20180516E00022 |
1.
Date of relevant event: |
23/11/2007 (dd/mm/yyyy)
|
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
26/11/2007 (dd/mm/yyyy)
|
3.
Stock code: |
00315 |
4.
Name of listed corporation: |
SmarTone Telecommunications Holdings Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
578,724,428 |
7.
Name of substantial shareholder: |
Sun Life Financial Inc. |
8.
Registered office: |
1 York Street, Toronto, Ontario, M5J 0B6 Canada |
9.
Principal place of business in Hong Kong: |
N/A |
15.
Exchange on which listed: |
Toronto Stock Exchange |
16.
Name of listed parent and exchange on which parent is listed: |
N/A |
|
17.
Details of relevant event: |
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
|
Off Exchange
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Nature of consideration
|
Long position |
1001 | You first acquire a notifiable interest because: you purchased the shares |
|
|
2201 | Interest of corporation controlled by you |
|
329,500 |
HKD |
7.3560 |
7.3560 |
|
|
Short position |
|
|
|
|
|
|
|
|
|
|
|
18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 28,640,000 | 4.95 |
|
|
19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 28,969,500 | 5.01 |
|
|
20.
Capacity in which interests disclosed in Box 19 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
| |
|
|
|
21.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
| |
|
|
22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Sun Life Financial Corp. | 150 King Street West, Toronto, ON M5H 1J9 (Canada) | Sun Life Financial, Inc. | 100.00 | N | |
Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc. | One Sun Life Executive Park, Wellesley Hills, MA 02481 (Delaware, USA) | Sun Life Financial Corp. | 100.00 | N | |
Sun Life Financial (U.S.) Holdings, Inc. | One Sun Life Executive Park, Wellesley Hills, MA 02481 (Delaware, USA) | Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc. | 100.00 | N | |
Sun Life Financial (U.S.) Investments LLC | One Sun Life Executive Park, Wellesley Hills, MA 02481 (Delaware, USA) | Sun Life Financial (U.S.) Holdings, Inc. | 100.00 | N | |
Sun Life of Canada (U.S.) Financial Services Holdings, Inc. | 111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA) | Sun Life Financial (U.S.) Investments LLC | 99.62 | N | |
Massachusetts Financial Services Company | 111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA) | Sun Life of Canada (U.S.) Financial Services Holdings, Inc. | 94.57 | Y | |
Massachusetts Financial Services Company | 111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA) | Sun Life of Canada (U.S.) Financial Services Holdings, Inc. | 94.57 | N | |
MFS Institutional Advisors, Inc. | 111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA) | Massachusetts Financial Services Company | 100.00 | Y | |
MFS International Ltd. | 22 Victoria Street, Canons Court, Hamilton, HM 12, Bermuda (Bermuda) | Massachusetts Financial Services Company | 100.00 | N | |
MFS International (U.K.) Limited | One Carter Lane, London EC4V 5ER (England and Wales) | MFS International Ltd. | 100.00 | Y | |
MFS Investment Management Company (LUX) S.à.r.l. | 35 Boulevard Prince Henri, Luxembourg City L-1724 (Luxembourg) | Massachusetts Financial Services Company | 100.00 | Y | |
|
|
23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
| | |
|
|
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
| | | |
|
|
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
| | |
Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
|
|
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | Percentage (%) |
| | | |
|
|
27.
Supplementary information: |
|
28.
Log/Serial Number of the previous form: |
|
29.
Number of concert party document(s) under section 317 attached/uploaded: |
|
Date of filing this Form 2: |
16/05/2018 (dd/mm/yyyy)
|
|
|
|
|