FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20180505E00010 
1. Date of relevant event: 27/05/2005
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): 31/05/2005
(dd/mm/yyyy)
3. Stock code: 00763
4. Name of listed corporation: ZTE Corporation - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 160,151,040
7. Name of substantial shareholder: Sun Life of Canada (U.S.) Financial Services Holdings, Inc. 
8. Registered office: 111 Huntington Avenue, Boston, MA 02199, USA
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed: N/A
16. Name of listed parent and exchange on which parent is listed: Sun Life Financial Inc., Toronto 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1001You first acquire a notifiable interest because:
you purchased the shares
2201Interest of corporation controlled by you
694,000 HKD 24.1500 23.4900
Short position 
 
 
 
           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position7,734,1004.83
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position8,428,1005.26
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position8,428,100

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
  
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Massachusetts Financial Services Company111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA)Sun Life of Canada (U.S.) Financial Services Holdings, Inc.97.81Y
Long position4,370,100
Massachusetts Financial Services Company111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA)Sun Life of Canada (U.S.) Financial Services Holdings, Inc.97.81N
Long position4,058,000
MFS International Ltd.22 Victoria Street, Canons Court, Hamilton, HM 12, Bermuda (Bermuda)Massachusetts Financial Services Company100.00Y
Long position712,300
MFS Institutional Advisors, Inc.111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA)Massachusetts Financial Services Company100.00Y
Long position3,345,700

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information: The entity did not previously file, in reliance on the "wholly-owned group exception." However it was since determined that the entity, 99.9% owned by its parent, was therefore ineligible for the exemption and is submitting the attached filing.
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 05/05/2018
(dd/mm/yyyy)