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Form Serial Number: |
CS20180505E00009 |
| 1.
Date of relevant event: |
13/01/2006
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
17/01/2006
(dd/mm/yyyy)
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| 3.
Stock code: |
00763 |
| 4.
Name of listed corporation: |
ZTE Corporation - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
160,151,000 |
| 7.
Name of substantial shareholder: |
Sun Life of Canada (U.S.) Financial Services Holdings, Inc. |
| 8.
Registered office: |
111 Huntington Avenue, Boston, MA 02199, USA |
| 9.
Principal place of business in Hong Kong: |
N/A |
| 15.
Exchange on which listed: |
N/A |
| 16.
Name of listed parent and exchange on which parent is listed: |
Sun Life Financial Inc., Toronto |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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|
Long position |
| 1704 | Miscellaneous
Notice filed because you ceased to have a notifiable interest in the shares of the listed corporation (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2201 | Interest of corporation controlled by you |
|
1,437,400 |
HKD |
27.8226 |
27.6324 |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 8,224,500 | 5.13 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 6,787,100 | 4.23 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Massachusetts Financial Services Company | 111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA) | Sun Life of Canada (U.S.) Financial Services Holdings, Inc. | 93.14 | Y | |
| Massachusetts Financial Services Company | 111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA) | Sun Life of Canada (U.S.) Financial Services Holdings, Inc. | 93.14 | N | |
| MFS Institutional Advisors, Inc. | 111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA) | Massachusetts Financial Services Company | 100.00 | Y | |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
This entity did not file in a timely manner once it ceased to be a substantial shareholder of ZTE Corporation as of 13 January 2006. This matter was notified to the Hong Kong Securities and Futures Commission in a letter from our counsel Deacons dated 18 April 2018. Box 17 due to sales.
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
05/05/2018
(dd/mm/yyyy)
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