FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20180505E00007 
1. Date of relevant event: 13/01/2006
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): 17/01/2006
(dd/mm/yyyy)
3. Stock code: 00763
4. Name of listed corporation: ZTE Corporation - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 160,151,000
7. Name of substantial shareholder: Sun Life Financial Inc. 
8. Registered office: 1 York Street, Toronto, Ontario, M5J 0B6 Canada
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed: Toronto Stock Exchange
16. Name of listed parent and exchange on which parent is listed: N/A 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1704Miscellaneous
Notice filed because you ceased to have a notifiable interest in the shares of the listed corporation (you must briefly describe the relevant event in the Supplementary Information box)
2201Interest of corporation controlled by you
1,437,400 HKD 27.8226 27.6324
Short position 
 
 
 
           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position8,224,5005.13
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position6,787,1004.23
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position6,787,100

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
  
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Sun Life Financial Corp.150 King Street West, Toronto, ON M5H 1J9 (Canada)Sun Life Financial, Inc.100.00N
Long position6,787,100
Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc.One Sun Life Executive Park, Wellesley Hills, MA 02481 (Delaware, USA)Sun Life Financial Corp.100.00N
Long position6,787,100
Sun Life Financial (U.S.) Holdings, Inc.One Sun Life Executive Park, Wellesley Hills, MA 02481 (Delaware, USA)Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc.100.00N
Long position6,787,100
Sun Life Financial (U.S.) Investments LLCOne Sun Life Executive Park, Wellesley Hills, MA 02481 (Delaware, USA)Sun Life Financial (U.S.) Holdings, Inc.100.00N
Long position6,787,100
Sun Life of Canada (U.S.) Financial Services Holdings, Inc.111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA)Sun Life Financial (U.S.) Investments LLC99.89N
Long position6,787,100
Massachusetts Financial Services Company111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA)Sun Life of Canada (U.S.) Financial Services Holdings, Inc.93.14Y
Long position3,795,600
Massachusetts Financial Services Company111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA)Sun Life of Canada (U.S.) Financial Services Holdings, Inc.93.14N
Long position2,991,500
MFS Institutional Advisors, Inc.111 Huntington Avenue, 24th Floor, Boston MA 02199 (Delaware, USA)Massachusetts Financial Services Company100.00Y
Long position2,991,500

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information: This entity did not file in a timely manner once it ceased to be a substantial shareholder of ZTE Corporation as of 13 January 2006. This matter was notified to the Hong Kong Securities and Futures Commission in a letter from our counsel Deacons dated 18 April 2018. Box 17 due to sales.
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 05/05/2018
(dd/mm/yyyy)