FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20171101E00227
1.
Date of relevant event
:
20/10/2017
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
24/10/2017
(dd/mm/yyyy)
3.
Stock code
:
00173
4.
Name of listed corporation
:
K. Wah International Holdings Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
3,049,286,052
7.
Name of substantial shareholder
:
HSBC International Trustee Limited
8.
Registered office
:
P O Box 71, Craigmuir Chambers, Road Town, Tortola, British Virgin Islands
9.
Principal place of business in Hong Kong
:
N/A
15.
Exchange on which listed
:
N/A
16.
Name of listed parent and exchange on which parent is listed
:
HSBC Holdings plc, Hong Kong, Paris, London, Bermuda, New York
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1710
Miscellaneous
Voluntary disclosure (you must briefly describe the relevant event in the Supplementary Information box)
2301
Trustee
17,320,392
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,548,597,664
51.23
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,565,918,056
51.35
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2301
Trustee
Long position
1,565,918,056
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
CWL Assets (PTC) Limited
Woodbourne Hall, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
HSBC International Trustee Limited
100.00
N
Long position
1,564,689,836
Best Chance Investments Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
CWL Assets (PTC) Limited
100.00
Y
Long position
46,889,363
Favor Right Investments Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
CWL Assets (PTC) Limited
100.00
Y
Long position
205,669,344
Super Focus Company Limited
Palm Grove House, P O Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
CWL Assets (PTC) Limited
100.00
Y
Long position
1,055,738,059
Star II Limited
Craigmuir Chambers, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
CWL Assets (PTC) Limited
100.00
N
Long position
256,393,070
Polymate Co. Ltd
Tropic Isle Building, P O Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Star II Limited
100.00
N
Long position
256,393,070
K. Wah Properties (Holdings) Limited
29th Floor, K. Wah Centre, 191 Java Road, North Point, Hong Kong (Hong Kong)
Polymate Co. Ltd
100.00
N
Long position
256,393,070
Premium Capital Profits Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
K. Wah Properties (Holdings) Limited
100.00
Y
Long position
179,070,270
Mark Liaison Limited
29th Floor, K. Wah Centre, 191 Java Road, North Point, Hong Kong (Hong Kong)
K. Wah Properties (Holdings) Limited
100.00
Y
Long position
77,322,800
Maxi Fortune Company Limited
Bermuda House, Tutakimoa Road, Avarua, Rarotonga, Cook Islands (Cook Islands)
HSBC International Trustee Limited
100.00
Y
Long position
1,228,220
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
(Private)
Addresses of individuals are not displayed.
5101
Trustee of a trust
Long position
1,564,689,836
(Private)
Addresses of individuals are not displayed.
5101
Trustee of a trust
Long position
1,228,220
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
The issued share capital of the listed corporation changed and our long positions increased on 20 October 2017. These two events did not result in a percentage cross-over, therefore this is a voluntary disclosure.
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
0
Date of filing this Form 2
:
01/11/2017
(dd/mm/yyyy)