FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20190725E00252
1.
Date of relevant event
:
22/07/2019
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01211
4.
Name of listed corporation
:
BYD Co. Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
915,000,000
7.
Name of substantial shareholder
:
Citigroup Inc.
8.
Registered office
:
388 Greenwich Street, New York, 10013, USA
9.
Principal place of business in Hong Kong
:
50/F, Champion Tower, 3 Garden Road, Central, Hong Kong
15.
Exchange on which listed
:
NYSE
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1316
There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2502
Approved lending agent
2502
Approved lending agent
1,948,796
HKD
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
50,518,082
5.52
Short position
12,313,412
1.34
Lending Pool
31,291,940
3.41
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
48,431,285
5.29
Short position
12,309,612
1.34
Lending Pool
29,205,816
3.19
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2106
Person having a security interest in shares
Long position
51,500
Short position
0
2201
Interest of corporation controlled by you
Long position
19,173,969
Short position
12,309,612
2502
Approved lending agent
Long position
29,205,816
Short position
0
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4101
Listed derivatives - Physically settled
Long position
27,778
Short position
0
4105
Unlisted derivatives - Physically settled
Long position
936,132
Short position
681,034
4106
Unlisted derivatives - Cash settled
Long position
930,994
Short position
53,774
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Citicorp LLC
388 Greenwich Street, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
34,131,695
Short position
527,174
Citibank, N.A.
701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States
Citicorp LLC
100.00
Y
Long position
34,131,695
Short position
527,174
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
14,148,590
Short position
11,782,438
Citigroup Financial Products Inc.
388 Greenwich Street, New York, NY, 10013, United States
Citigroup Global Markets Holdings Inc.
100.00
N
Long position
14,148,590
Short position
11,782,438
Citigroup Global Markets Switzerland Holding GmbH
c/o LacMont AG, Hofstrasse 1A, Switzerland
Citigroup Financial Products Inc.
100.00
N
Long position
286,250
Short position
0
Citigroup Global Markets (International) Finance GmbH
Hardstrasse 201, CH-8005, Zurich, ZH, Switzerland
Citigroup Financial Products Inc.
100.00
N
Long position
286,250
Short position
0
Citigroup Global Markets Overseas Finance Limited
Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon,Hong Kong
Citigroup Global Markets Switzerland Holding GmbH
48.14
N
Long position
286,250
Short position
0
Citigroup Global Markets Overseas Finance Limited
Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong
Citigroup Global Markets (International) Finance GmbH
51.86
N
Long position
286,250
Short position
0
Citigroup Global Markets Hong Kong Holdings Limited
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong
Citigroup Global Markets Overseas Finance Limited
100.00
N
Long position
286,250
Short position
0
Citigroup First Investment Management Limited
50/F, Champion Tower, Three Garden Road, Central, Hong Kong
Citigroup Global Markets Hong Kong Holdings Limited
100.00
Y
Long position
286,250
Short position
0
Citigroup Global Markets Hong Kong Limited
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong
Citigroup Financial Products Inc.
100.00
Y
Long position
526,952
Short position
207,634
Citigroup Global Markets Inc.
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong
Citigroup Financial Products Inc.
100.00
Y
Long position
2,632,913
Short position
9,521,600
Citigroup Global Markets Holdings Bahamas Limited
Citibank Buliding, 110 Thompson Blvd., Nassau, New Providence, Bahamas
Citigroup Financial Products Inc.
90.00
N
Long position
10,702,475
Short position
2,053,204
Citigroup Global Markets Limited
Citigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, England
Citigroup Global Markets Holdings Bahamas Limited
100.00
Y
Long position
10,702,475
Short position
2,053,204
Citicorp Banking Corporation
New Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, New Castle, DE, 19720, United States
Citigroup Inc.
100.00
N
Long position
151,000
Short position
0
Citibank (Switzerland) AG
Prime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, Switzerland
Citicorp Banking Corporation
100.00
Y
Long position
151,000
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
The percentage level of Citigroup Inc.'s interest in the shares held in the lending pool of the approved lending agent has reduced. Hence, the percentage figure of shares in which our interest is unchanged passed through a percentage level.
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
25/07/2019
(dd/mm/yyyy)