| |
|
Form Serial Number: |
CS20220930E00501
(Amendment to CS20210824E00428) |
| 1.
Date of relevant event: |
07/06/2021
(dd/mm/yyyy)
|
| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
02359 |
| 4.
Name of listed corporation: |
WuXi AppTec Co., Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
378,930,194 |
| 7.
Name of substantial shareholder: |
HSBC Holdings plc |
| 8.
Registered office: |
8 Canada Square, London E14 5HQ, United Kingdom |
| 9.
Principal place of business in Hong Kong: |
1 Queen's Road Central, Hong Kong |
| 15.
Exchange on which listed: |
London, Hong Kong, Paris, New York, Bermuda |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
|
| 17.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
|
Off Exchange
|
| Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Nature of consideration
|
|
Long position |
| 1113 | The percentage level of your interest in the shares has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
|
|
2,460,622 |
HKD |
|
|
|
|
| Short position |
|
|
|
|
|
|
|
|
|
|
|
| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 25,216,515 | 6.65 |
|
|
| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 27,833,425 | 7.34 |
|
|
| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| |
| 2201 | Interest of corporation controlled by you |
| |
| |
| 2302 | Custodian (other than an exempt custodian interest) |
| |
|
|
|
|
| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4103 | Listed derivatives - Convertible instruments |
| |
|
|
| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| HSBC Asia Holdings Limited | 1 Queen's Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | HSBC Holdings plc | 100.00 | N | |
| The Hongkong and Shanghai Banking Corporation Limited | 1 Queen's Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | HSBC Asia Holdings Limited | 100.00 | Y | |
| The Hongkong and Shanghai Banking Corporation Limited | 1 Queen's Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | HSBC Asia Holdings Limited | 100.00 | N | |
| Wayfoong Nominees Limited | 1 Queen's Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | The Hongkong and Shanghai Banking Corporation Limited | 100.00 | N | |
| Hang Seng Bank Limited | 83 Des Voeux Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | Wayfoong Nominees Limited | 62.14 | N | |
| Hang Seng Insurance Company Limited | 83 Des Voeux Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | Hang Seng Bank Limited | 100.00 | Y | |
| HSBC Global Asset Management Limited | 8 Canada Square, London, United Kingdom E14 5HQ (Place of Incorporation: United Kingdom) | HSBC Holdings plc | 100.00 | N | |
| HSBC Global Asset Management (UK) Limited | 8 Canada Square, London, United Kingdom E14 5HQ (Place of Incorporation: United Kingdom) | HSBC Global Asset Management Limited | 100.00 | N | |
| HSBC Jintrust Fund Management Company Limited | 17F, HSBC Building, Shanghai ifc 8 Century Avenue, Pudong Shanghai China (Place of Incorporation: China) | HSBC Global Asset Management (UK) Limited | 49.00 | Y | |
| HSBC Bank plc | 8 Canada Square, London, United Kingdom E14 5HQ (Place of Incorporation: United Kingdom) | HSBC Holdings plc | 100.00 | Y | |
| HSBC Finance (Netherlands) | 8 Canada Square London United Kingdom E14 5HQ (Place of Incorporation: United Kingdom) | HSBC Holdings plc | 100.00 | N | |
| HSBC Private Banking Holdings (Suisse) SA | Quai des Bergues 9-17 Geneva Switzerland 1201 (Place of Incorporation: Switzerland) | HSBC Finance (Netherlands) | 100.00 | N | |
| HSBC Private Bank (Suisse) SA | Quai des Bergues 9-17 Geneva Switzerland 1201 (Place of Incorporation: Switzerland) | HSBC Private Banking Holdings (Suisse) SA | 100.00 | Y | |
|
|
|
| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
|
| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
| (private) | Addresses of individuals are not displayed. | | |
|
|
| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
|
|
| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
| | | |
|
| |
| 27.
Supplementary information: |
One of the controlled corporations of HSBC Holdings plc ("HSBC"), The Hongkong and Shanghai Banking Corporation Limited, was appointed as Trustee of bonds convertible into shares. The percentage level of interest increased due to change in the number of underlying shares of the convertible bond. This is a revised form, changes are made in Box 18,19,20 and 22 to reflect adjustment made in the custody positions held under one of HSBC's controlled corporations.
|
| 28.
Log/Serial Number of the previous form: |
CS20210824E00428
|
| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 2: |
30/09/2022
(dd/mm/yyyy)
|
|
|
|
|