FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20210126E00011
1.
Date of relevant event
:
21/01/2021
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
02359
4.
Name of listed corporation
:
WuXi AppTec Co., Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
306,924,384
7.
Name of substantial shareholder
:
BlackRock, Inc.
8.
Registered office
:
1209 Orange Street, Wilmington, DE 19801
9.
Principal place of business in Hong Kong
:
N/A
15.
Exchange on which listed
:
New York Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
N/A
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1104
The percentage level of your interest in the shares has increased because:
you acquired a security interest in the shares
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
695,243
HKD
3102
Assets other than cash
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
33,255,955
10.84
Short position
854,060
0.28
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
33,951,198
11.06
Short position
851,560
0.28
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
33,951,198
Short position
851,560
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4106
Unlisted derivatives - Cash settled
Long position
24,580
Short position
851,560
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Trident Merger, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock, Inc.
100.00
N
Long position
770,970
BlackRock Investment Management, LLC
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
Trident Merger, LLC
100.00
Y
Long position
770,970
BlackRock Holdco 2, Inc.
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock, Inc.
100.00
N
Long position
33,180,228
Short position
851,560
BlackRock Financial Management, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Holdco 2, Inc.
100.00
N
Long position
31,032,927
Short position
851,560
BlackRock Financial Management, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Holdco 2, Inc.
100.00
Y
Long position
2,147,301
BlackRock Holdco 4, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock Financial Management, Inc.
100.00
N
Long position
13,114,669
Short position
91,860
BlackRock Holdco 6, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BlackRock Holdco 4, LLC
90.00
N
Long position
13,114,669
Short position
91,860
BlackRock Delaware Holdings Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Holdco 6, LLC
100.00
N
Long position
13,114,669
Short position
91,860
BlackRock Institutional Trust Company, National Association
1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA)
BlackRock Delaware Holdings Inc.
100.00
Y
Long position
6,510,085
Short position
91,860
BlackRock Fund Advisors
400 Howard Street San Francisco, CA 94105, United States (California, USA)
BlackRock Delaware Holdings Inc.
100.00
Y
Long position
6,604,584
BlackRock Capital Holdings, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Financial Management, Inc.
100.00
N
Long position
7,033,319
Short position
759,700
BlackRock Advisors, LLC
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Capital Holdings, Inc.
100.00
Y
Long position
7,033,319
Short position
759,700
BlackRock International Holdings, Inc.
1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States (Delaware, USA)
BlackRock Financial Management, Inc.
100.00
N
Long position
10,884,939
BR Jersey International Holdings L.P.
13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey)
BlackRock International Holdings, Inc.
86.00
N
Long position
10,884,939
BlackRock Lux Finco S.à r.l.
1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg
BlackRock HK Holdco Limited
100.00
N
Long position
198,161
BlackRock Japan Holdings GK
Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo 100-8217 (Japan)
BlackRock Lux Finco S.à r.l.
100.00
N
Long position
197,261
BlackRock Japan Co., Ltd.
Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo 100-8217 (Japan)
BlackRock Japan Holdings GK
100.00
Y
Long position
197,261
BlackRock Holdco 3, LLC
1209 Orange Street, Wilmington DE 19801, United States (Delaware, USA)
BR Jersey International Holdings L.P.
100.00
N
Long position
10,062,804
BlackRock Canada Holdings LP
161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, Canada)
BlackRock Holdco 3, LLC
99.90
N
Long position
32,448
BlackRock Canada Holdings ULC
161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, Canada)
BlackRock Canada Holdings LP
100.00
N
Long position
32,448
BlackRock Asset Management Canada Limited
161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, Canada)
BlackRock Canada Holdings ULC
100.00
Y
Long position
32,448
BlackRock Australia Holdco Pty. Ltd.
Level 37 Chifley Tower, 2 Chifley Square, Sydney NSW 2000
BR Jersey International Holdings L.P.
100.00
N
Long position
287,287
BlackRock Investment Management (Australia) Limited
Level 37 Chifley Tower, 2 Chifley Square, Sydney NSW 2000
BlackRock Australia Holdco Pty. Ltd.
100.00
Y
Long position
287,287
BlackRock (Singapore) Holdco Pte. Ltd.
20 Anson Road #18-01 079912 Singapore (Singapore)
BR Jersey International Holdings L.P.
100.00
N
Long position
534,848
BlackRock HK Holdco Limited
13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong)
BlackRock (Singapore) Holdco Pte. Ltd.
100.00
N
Long position
386,468
BlackRock Asset Management North Asia Limited
15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, Central, Hong Kong
BlackRock HK Holdco Limited
100.00
Y
Long position
188,307
BlackRock Cayman 1 LP
c/o Walkers Corporate Limited, Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008
BlackRock Holdco 3, LLC
100.00
N
Long position
10,030,356
BlackRock Cayman West Bay Finco Limited
c/o Walkers Corporate Limited, Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008
BlackRock Cayman 1 LP
100.00
N
Long position
10,030,356
BlackRock Cayman West Bay IV Limitied
c/o Walkers Corporate Limited, Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008
BlackRock Cayman West Bay Finco Limited
100.00
N
Long position
10,030,356
BlackRock Group Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Cayman West Bay IV Limitied
90.00
N
Long position
10,030,356
BlackRock Finance Europe Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Group Limited
100.00
N
Long position
1,715,301
BlackRock (Netherlands) B.V.
Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands (Amsterdam, Netherlands)
BlackRock Finance Europe Limited
100.00
Y
Long position
626,756
BlackRock Advisors (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Finance Europe Limited
100.00
Y
Long position
141,716
BlackRock International Limited
Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom (Scotland, United Kingdom)
BlackRock Group Limited
100.00
N
Long position
662,349
BlackRock International Limited
Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, United Kingdom (Scotland, United Kingdom)
BlackRock Group Limited
100.00
Y
Long position
17,040
BlackRock Group Limited-Luxembourg Branch
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Group Limited
100.00
N
Long position
7,635,666
BlackRock Luxembourg Holdco S.à r.l.
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Group Limited-Luxembourg Branch
100.00
N
Long position
7,635,666
BlackRock Investment Management Ireland Holdings Limited
1st Floor, 2 Ballsbridge Park, Ballsbridge, Dublin 4, D04 YW83, Ireland
BlackRock Luxembourg Holdco S.à r.l.
100.00
N
Long position
3,587,723
BlackRock Asset Management Ireland Limited
1st Floor, 2 Ballsbridge Park, Ballsbridge, Dublin 4, D04 YW83, Ireland
BlackRock Investment Management Ireland Holdings Limited
100.00
Y
Long position
3,587,723
BLACKROCK (Luxembourg) S.A.
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Luxembourg Holdco S.à r.l.
100.00
Y
Long position
4,045,983
BlackRock Investment Management (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Finance Europe Limited
100.00
N
Long position
198,441
BlackRock Investment Management (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Finance Europe Limited
100.00
Y
Long position
748,388
BlackRock Fund Managers Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Investment Management (UK) Limited
100.00
Y
Long position
198,441
BlackRock Life Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock International Limited
100.00
Y
Long position
662,349
BlackRock (Singapore) Limited
20 Anson Road #18-01 079912 Singapore (Singapore)
BlackRock (Singapore) Holdco Pte. Ltd.
100.00
Y
Long position
148,380
BlackRock UK Holdco Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Luxembourg Holdco S.à r.l.
100.00
N
Long position
1,960
BlackRock Asset Management (Schweiz) AG
Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland)
BlackRock UK Holdco Limited
100.00
Y
Long position
1,960
BlackRock Investment Management (Taiwan) Limited
No.100, Songred Rd., Xinyi Dist., Taipei City 11073, Taiwain.
BlackRock Lux Finco S.à r.l.
100.00
Y
Long position
900
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
26/01/2021
(dd/mm/yyyy)