FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20210122E00065 
1. Date of relevant event: 19/01/2021
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): 21/01/2021
(dd/mm/yyyy)
3. Stock code: 02359
4. Name of listed corporation: WuXi Apptec Co., Ltd. -H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 306,924,384
7. Name of substantial shareholder: Credit Suisse Group AG 
8. Registered office: Paradeplatz 8 , Zurich , 8001, Switzerland
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed: Switzerland, ADS in New York
16. Name of listed parent and exchange on which parent is listed: N/A 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
Short position 
1403You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2201Interest of corporation controlled by you
 
2201Interest of corporation controlled by you
 
139,555           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position19,767,6746.44
Short position12,238,2193.99
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position19,767,6746.44
Short position12,377,7744.03
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position18,249,966
Short position12,377,774
2102Investment manager
Long position1,517,708
Short position0

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4101Listed derivatives - Physically settled
Long position0
Short position12,500
4103Listed derivatives - Convertible instruments
Long position1,905,716
Short position1,110,031
4106Unlisted derivatives - Cash settled
Long position5,710,220
Short position379,900
4105Unlisted derivatives - Physically settled
Long position0
Short position139,555
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position671,937
Short position12,500
Credit Suisse (Hong Kong) Limited6th Floor, Alexandra House,18 Chater Road, Central,Hong KongCredit Suisse AG100.00Y
Long position671,937
Short position12,500
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00Y
Long position17,163,830
Short position11,804,504
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position841,129
Short position0
Credit Suisse Asset Management International Holding LtdUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse AG100.00N
Long position841,129
Short position0
Credit Suisse (Schweiz) AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse AG100.00N
Long position841,129
Short position0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse (Schweiz) AG49.00N
Long position841,129
Short position0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse Asset Management International Holding Ltd51.00N
Long position841,129
Short position0
Credit Suisse Fund Management S.A.5, rue Jean Monnet,Luxembourg,2180Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG100.00Y
Long position841,129
Short position0
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position337,589
Short position420,859
Credit Suisse Investments (UK)One Cabot Square, London E14 4QJ, EnglandCredit Suisse AG, Guernsey Branch31.00N
Long position337,589
Short position420,859
Credit Suisse Investments (UK)One Cabot Square, London E14 4QJ, EnglandCredit Suisse AG69.00N
Long position337,589
Short position420,859
Credit Suisse Investment Holdings (UK)One Cabot Square, London E14 4QJ, EnglandCredit Suisse Investments (UK)100.00N
Long position337,589
Short position420,859
Credit Suisse Securities (Europe) LimitedOne Cabot Square, London E14 4QJ, EnglandCredit Suisse Investments Holdings (UK)100.00Y
Long position337,589
Short position420,859
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position356
Short position356
Credit Suisse Holdings (USA), Inc.11 Madison Avenue, New York, NY 10010, USACredit Suisse AG100.00N
Long position356
Short position356
Credit Suisse (USA), Inc.11 Madison Avenue, New York, NY 10010, USACredit Suisse Holdings (USA), Inc.100.00N
Long position356
Short position356
Credit Suisse Securities (USA) LLC11 Madison Avenue, New York, NY 10010, USACredit Suisse (USA), Inc.100.00Y
Long position356
Short position356
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position588,668
Short position0
Credit Suisse Asset Management International Holding LtdUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse AG100.00N
Long position588,668
Short position0
Credit Suisse (Schweiz) AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse AG100.00N
Long position588,668
Short position0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse (Schweiz) AG49.00N
Long position588,668
Short position0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse Asset Management International Holding Ltd51.00N
Long position588,668
Short position0
Credit Suisse Funds AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse Asset Management & Investor Services (Schweiz) Holding AG100.00Y
Long position588,668
Short position0
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position95,900
Short position139,555
Credit Suisse AG, Guernsey BranchHelvetia Court,Les Echelons, South Esplanade,St Peter Port ,Guernsey,GY1 3ZQCredit Suisse AG100.00N
Long position95,900
Short position139,555
Credit Suisse PSL GmbHc/o Credit Suisse AG,Paradeplatz 8,Zurich,8001Credit Suisse AG100.00N
Long position95,900
Short position139,555
Credit Suisse InternationalOne Cabot Square, London E14 4QJ, EnglandCredit Suisse PSL GmbH22.89Y
Long position95,900
Short position139,555
Credit Suisse InternationalOne Cabot Square, London E14 4QJ, EnglandCredit Suisse AG25.15Y
Long position95,900
Short position139,555
Credit Suisse InternationalOne Cabot Square, London E14 4QJ, EnglandCredit Suisse Group AG2.41Y
Long position95,900
Short position139,555
Credit Suisse InternationalOne Cabot Square, London E14 4QJ, EnglandCredit Suisse AG, Guernsey Branch49.55Y
Long position95,900
Short position139,555
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position28,972
Short position0
Credit Suisse Asset Management International Holding LtdUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse AG100.00N
Long position28,972
Short position0
Credit Suisse (Schweiz) AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse AG100.00N
Long position28,972
Short position0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse (Schweiz) AG49.00N
Long position28,972
Short position0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse Asset Management International Holding Ltd51.00N
Long position28,972
Short position0
Credit Suisse Asset Management (Schweiz) AGKalandergasse 4,Zurich,8045Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG100.00Y
Long position28,972
Short position0
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position39,293
Short position0
Credit Suisse Asset Management International Holding LtdUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse AG100.00N
Long position39,293
Short position0
Credit Suisse (Schweiz) AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse AG100.00Y
Long position39,293
Short position0

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information: The percentage level of short interests has increased due to OTC accumulators.
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 22/01/2021
(dd/mm/yyyy)