FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20210816E00290
1.
Date of relevant event
:
11/08/2021
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
12/08/2021
(dd/mm/yyyy)
3.
Stock code
:
01919
4.
Name of listed corporation
:
COSCO SHIPPING HOLDINGS CO., LTD. - H SHARES
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
3,354,780,000
7.
Name of substantial shareholder
:
Morgan Stanley
8.
Registered office
:
1585 Broadway, New York 10036, New York, USA
9.
Principal place of business in Hong Kong
:
No place of business in Hong Kong
15.
Exchange on which listed
:
New York Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
Not applicable
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1305
There has been a change in nature of your interest in the shares because:
you have provided an interest in the shares as security to a person other than a qualified lender
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
43,313,386
HKD
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
214,183,136
6.38
Short position
181,519,058
5.41
Lending Pool
0
0.00
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
214,183,136
6.38
Short position
181,519,058
5.41
Lending Pool
0
0.00
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
214,183,136
Short position
181,519,058
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4101
Listed derivatives - Physically settled
Long position
32,910
Short position
0
4102
Listed derivatives - Cash settled
Long position
252,210
Short position
5,761,010
4105
Unlisted derivatives - Physically settled
Long position
3,359,334
Short position
3,947,283
4106
Unlisted derivatives - Cash settled
Long position
5,441,799
Short position
3,634,641
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley
100.00
N
Long position
185,851,590
Short position
111,506,695
Morgan Stanley International Limited
25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley International Holdings Inc.
100.00
N
Long position
185,599,380
Short position
105,399,627
Morgan Stanley Investments (UK)
20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: UNITED KINGDOM
Morgan Stanley International Limited
100.00
N
Long position
185,537,781
Short position
105,396,389
Morgan Stanley & Co. International plc
Legal & Compliance Department, 25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley Investments (UK)
100.00
Y
Long position
185,465,781
Short position
105,396,389
Morgan Stanley Capital Management, LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley
100.00
N
Long position
28,331,546
Short position
70,012,363
Morgan Stanley Domestic Holdings, Inc.
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Capital Management, LLC
100.00
N
Long position
28,331,546
Short position
70,012,363
Morgan Stanley & Co. LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
Long position
24,972,203
Short position
69,082,591
Eaton Vance Acquisitions LLC
Two International Place, Boston, 02110, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
N
Long position
2,095,562
Short position
0
Parametric Portfolio Associates LLC
800 Fifth Avenue, Suite 2800, Seattle, 98104, Place of incorporation: USA
Eaton Vance Acquisitions LLC
100.00
Y
Long position
2,095,562
Short position
0
Morgan Stanley Capital Services LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
Long position
1,178,825
Short position
929,772
Morgan Stanley Asia Holdings Limited
P.O. Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Grand Cayman. Place of incorporation: CAYMAN ISLANDS
Morgan Stanley International Holdings Inc.
100.00
N
Long position
252,210
Short position
5,761,010
Morgan Stanley (Hong Kong) Holdings Limited
Level 46, International Commerce Centre, 1 Austin Road West, Kowloon, Place of incorporation: HONG KONG
Morgan Stanley Asia Holdings Limited
100.00
N
Long position
252,210
Short position
5,761,010
Morgan Stanley Hong Kong 1238 Limited
Level 46, International Commerce Centre, 1 Austin Road West, Kowloon, Place of incorporation: HONG KONG
Morgan Stanley (Hong Kong) Holdings Limited
100.00
N
Long position
252,210
Short position
5,761,010
Morgan Stanley Asia Securities Products LLC
P.O. Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Grand Cayman. Place of incorporation: CAYMAN ISLANDS
Morgan Stanley Hong Kong 1238 Limited
100.00
N
Long position
252,210
Short position
5,761,010
Morgan Stanley Asia Products Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Place of incorporation: CAYMAN ISLANDS
Morgan Stanley Asia Securities Products LLC
100.00
Y
Long position
252,210
Short position
5,761,010
Morgan Stanley Investment Management Limited
25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley Investments (UK)
100.00
Y
Long position
72,000
Short position
0
E*TRADE Financial Holdings, LLC
671 North Glebe Road, Arlington, 22203, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
N
Long position
63,638
Short position
0
ETCM Holdings, LLC
671 North Glebe Road, Arlington, 22203, Place of incorporation: USA
E*TRADE Financial Holdings, LLC
100.00
N
Long position
63,638
Short position
0
E*TRADE Securities LLC
Harborside 2, 200 Hudson Street, Suite 501, Jersey City, 07311, Place of incorporation: USA
ETCM Holdings, LLC
100.00
Y
Long position
63,638
Short position
0
Morgan Stanley Europe Holding SE
Grosse Gallusstrasse 18, Frankfurt am Main, 60312, Place of incorporation: GERMANY
Morgan Stanley International Limited
100.00
N
Long position
61,599
Short position
3,238
Morgan Stanley Europe SE
Grosse Gallusstrasse 18, Frankfurt am Main, 60312, Place of incorporation: GERMANY
Morgan Stanley Europe Holding SE
100.00
Y
Long position
61,599
Short position
3,238
Morgan Stanley Investment Management Inc.
522 5th Avenue, 6th Floor, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
Long position
21,318
Short position
0
Morgan Stanley Jubilee Investments Limited
20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: UNITED KINGDOM
Morgan Stanley International Holdings Inc.
100.00
N
Long position
0
Short position
346,058
Archimedes Investments Cooperatieve U.A.
Herikerbergweg 238, Luna ArenA, Amsterdam, 1101CM, Place of incorporation: NETHERLANDS
Morgan Stanley International Holdings Inc.
99.90
N
Long position
0
Short position
346,058
Archimedes Investments Cooperatieve U.A.
Herikerbergweg 238, Luna ArenA, Amsterdam, 1101CM, Place of incorporation: NETHERLANDS
Morgan Stanley Jubilee Investments Limited
0.10
N
Long position
0
Short position
346,058
Morgan Stanley B.V.
Luna Arena, Herikerbergweg 238, Amsterdam, 1101 CM, Place of incorporation: NETHERLANDS
Morgan Stanley International Holdings Inc.
0.00
Y
Long position
0
Short position
346,058
Morgan Stanley B.V.
Luna Arena, Herikerbergweg 238, Amsterdam, 1101 CM, Place of incorporation: NETHERLANDS
Morgan Stanley Jubilee Investments Limited
0.00
Y
Long position
0
Short position
346,058
Morgan Stanley B.V.
Luna Arena, Herikerbergweg 238, Amsterdam, 1101 CM, Place of incorporation: NETHERLANDS
Archimedes Investments Cooperatieve U.A.
99.99
Y
Long position
0
Short position
346,058
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
0
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
16/08/2021
(dd/mm/yyyy)