FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20180305E00259
1.
Date of relevant event
:
28/02/2018
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00486
4.
Name of listed corporation
:
United Company RUSAL Plc
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
15,193,014,862
7.
Name of substantial shareholder
:
GPTC LLC
8.
Registered office
:
251 Little Falls Drive, Wilmington, Delaware 19808
9.
Principal place of business in Hong Kong
:
NIL
15.
Exchange on which listed
:
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1113
The percentage level of your interest in the shares has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
355,829,664
Short position
1402
You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
you borrowed the shares under a securities borrowing and lending agreement
2201
Interest of corporation controlled by you
355,829,664
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
4,688,725,014
30.86
Short position
662,102,334
4.36
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
5,044,554,678
33.20
Short position
1,017,931,998
6.70
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
5,044,554,678
Short position
1,017,931,998
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Access Industries, LLC
251 Little Falls Drive, Wilmington, Delaware 19808
GPTC LLC
69.70
N
Long position
5,044,554,678
Short position
1,017,931,998
Access Industries Holdings (BVI) L.P.
Craigmuir Chambers, Road Town, Tortola, BVI, VG1110
Access Industries, LLC
67.16
N
Long position
5,044,554,678
Short position
1,017,931,998
Access Industries Holdings LLC
251 Little Falls Drive, Wilmington, Delaware 19808
Access Industries Holdings (BVI) L.P.
100.00
N
Long position
5,044,554,678
Short position
1,017,931,998
Access Aluminum Holdings Limited
Craigmuir Chambers, Road Town, Tortola, BVI, VG1110
Access Industries Holdings LLC
98.48
N
Long position
5,044,554,678
Short position
1,017,931,998
Zonoville Investments Limited
Griva Digeni, Panayides Building, 2nd Floor, Flat/Office 3, P.C. 3030, Limassol, Cyprus
Access Aluminum Holdings Limited
40.32
Y
Long position
1,625,652,591
Zonoville Investments Limited
Griva Digeni, Panayides Building, 2nd Floor, Flat/Office 3, P.C. 3030, Limassol, Cyprus
Access Aluminum Holdings Limited
40.32
N
Long position
3,418,902,087
Short position
1,017,931,998
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
(private)
Addresses of individuals are not displayed.
5101
Trustee of a trust
Long position
5,044,554,678
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
Sual Partners Ltd. takes delivery of 355,829,664 shares (2.34%) in United Company RUSAL Plc from Zonoville Investments Limited under a securities borrowing and lending agreement.
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
0
Date of filing this Form 2
:
05/03/2018
(dd/mm/yyyy)