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Form Serial Number: |
CS20180215E00263 |
1.
Date of relevant event: |
13/02/2018 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
15/02/2018 (dd/mm/yyyy)
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3.
Stock code: |
02331 |
4.
Name of listed corporation: |
Li Ning Co. Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
2,178,962,240 |
7.
Name of substantial shareholder: |
AllianceBernstein L.P. |
8.
Registered office: |
1345 Avenue of the Americas, New York, NY 10105, USA |
9.
Principal place of business in Hong Kong: |
N/A |
15.
Exchange on which listed: |
New York Stock Exchange |
16.
Name of listed parent and exchange on which parent is listed: |
AXA, listed in Paris and New York |
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17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
1201 | The percentage level of your interest in the shares has reduced because: you completed a sale of the shares |
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2201 | Interest of corporation controlled by you |
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2201 | Interest of corporation controlled by you |
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7,729,500 |
HKD |
6.6900 |
6.4100 |
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Short position |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 136,117,000 | 6.24 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 128,387,500 | 5.89 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Capacity code | Number of shares |
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2201 | Interest of corporation controlled by you |
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21.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
AllianceBernstein International LLC | 1345 Avenue of the Americas, New York, NY 10105 / incorporated in Delaware | AllianceBernstein L.P. | 100.00 | N | |
AllianceBernstein Corporation of Delaware | 1345 Avenue of the Americas, New York, NY 10105 / incorporated in Delaware | AllianceBernstein International LLC | 100.00 | N | |
AllianceBernstein Hong Kong Limited | 34/F One International Finance Centre, 1 Harbour View Street, Central, Hong Kong | AllianceBernstein Corporation of Delaware | 100.00 | N | |
AllianceBernstein Investment Management Australia Limited | Level 37, Chifley Tower, 2 Chifley Square, Sydney NSW 2000 / incorporated in Sydney | AllianceBernstein Corporation of Delaware | 100.00 | N | |
AllianceBernstein Canada, Inc. | Brookfield Place, 161 Bay St., 27th Floor, Toronto, Ontario M5J2S1, Canada | AllianceBernstein Corporation of Delaware | 100.00 | N | |
AllianceBernstein Japan Inc | 1209 Orange Street, Wilmington, New Castle County, Delaware U.S.A./incorporated in Delaware | AllianceBernstein Corporation of Delaware | 100.00 | N | |
AllianceBernstein Japan Ltd | Marunochi Trust Tower Main 17F, 1-8-3 Marunouchi, Chiyoda-ku,Tokyo 100-0005, Japan | AllianceBernstein Japan Inc | 100.00 | N | |
AllianceBernstein Holdings Limited | 50 Berkeley Street, London W1J 8HA, England | AllianceBernstein International LLC | 100.00 | N | |
AllianceBernstein Limited | 50 Berkeley Street, London W1J 8HA, England | AllianceBernstein Holdings Limited | 100.00 | N | |
Alliance Capital Management LLC | 1 North Lexington Avenue, White Plains, NY 10601 / incorporated in Delaware | AllianceBernstein L.P. | 100.00 | N | |
Sanford C. Bernstein & Co., LLC | 1345 Avenue of the Americas, New York, NY 10105 | Alliance Capital Management LLC | 100.00 | N | |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | Percentage (%) |
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27.
Supplementary information: |
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28.
Log/Serial Number of the previous form: |
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29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
15/02/2018 (dd/mm/yyyy)
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