FORM 1 - Individual Substantial Shareholder Notice
Form Serial Number
:
IS20260904E00111
1.
Date of relevant event
:
02/09/2026
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00470
4.
Name of listed corporation
:
Wuxi Lead Intelligent Equipment Co., Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
108,058,400
7.
Name of substantial shareholder (English) as printed on HKID Card/Passport
:
(
Surname
)
Flatt
(
Other names
)
James Bruce
10.
Name of substantial shareholder (Chinese)
:
11.
Chinese Character Code as printed on HKID Card
:
14.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1704
Miscellaneous
Notice filed because you ceased to have a notifiable interest in the shares of the listed corporation (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
301,408
HKD
28.8000
28.4690
Short position
15.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
5,661,747
5.24
16.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
5,360,339
4.96
17.
Capacity in which interests disclosed in Box 16 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
5,360,339
18.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
19.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
20.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest (Y/N)
Number of shares
BAM Partners Trust
181 Bay Street, Suite 100, Brookfield Place, Toronto ON M5J 2T3, Canada
James Bruce Flatt
41.00
N
Long position
5,360,339
Brookfield Corporation
181 Bay Street, Suite 100, Brookfield Place, Toronto ON M5J 2T3, Canada
BAM Partners Trust
50.00
N
Long position
5,360,339
Brookfield Asset Management Ltd.
181 Bay Street, Suite 100, Brookfield Place, Toronto ON M5J 2T3, Canada
Brookfield Corporation
69.00
N
Long position
5,360,339
Brookfield Asset Management ULC
1055 West Georgia Street 1500 Royal Centre, Vancouver BC V6E 4N7, Canada
Brookfield Asset Management Ltd.
99.70
N
Long position
5,360,339
Brookfield US Holdings Inc.
Brookfield Place, Suite 100, 181 Bay Street Toronto ON M5J 2T3, Canada
Brookfield Asset Management ULC
89.60
N
Long position
5,360,339
Brookfield US Inc.
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, New Castle, Delaware, United States, DE 19808, United States
Brookfield US Holdings Inc.
100.00
N
Long position
5,360,339
Atlas Top LLC
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, New Castle, Delaware, United States, DE 19808, United States
Brookfield US Inc.
100.00
N
Long position
5,360,339
Atlas SubCo Holdings LLC
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, New Castle, Delaware, United States, DE 19808, United States
Atlas Top LLC
100.00
N
Long position
5,360,339
Atlas Holdings II LLC
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, New Castle, Delaware, United States, DE 19808, United States
Atlas SubCo Holdings LLC
100.00
N
Long position
5,360,339
Oaktree New Holdings LLC
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, New Castle, Delaware, United States, DE 19808, United States
Atlas Holdings II LLC
100.00
N
Long position
5,360,339
Oaktree Capital Holdings, LLC
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, New Castle, Delaware, United States, DE 19808, United States
Oaktree New Holdings LLC
74.00
N
Long position
5,360,339
Oaktree Capital Management GP LLC
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, New Castle, Delaware, United States, DE 19808, United States
Oaktree Capital Holdings, LLC
100.00
N
Long position
5,360,339
Oaktree Capital Management, L.P.
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, New Castle, Delaware, United States, DE 19808, United States
Oaktree Capital Management GP LLC
100.00
Y
Long position
5,360,339
21.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
24.
Supplementary information
:
Interest dropped below 5% due to 301,408 Shares sold by Oaktree Capital Management, L.P. on 2 September 2026.
25.
Log/Serial Number of the previous form
:
26.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 1
:
04/09/2026
(dd/mm/yyyy)