| |
|
Form Serial Number: |
IS20260729E00046
|
| 1.
Date of relevant event: |
28/07/2026
(dd/mm/yyyy)
|
| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
02382 |
| 4.
Name of listed corporation: |
Sunny Optical Technology (Group) Co. Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
1,094,804,800 |
| 7.
Name of substantial shareholder (English) as printed on HKID Card/Passport: |
| (Surname) |
GU |
| (Other names) |
Jianying |
|
|
|
| 10.
Name of substantial shareholder (Chinese): |
谷建英 |
| 11.
Chinese Character Code as printed on HKID Card: |
|
| |
| 14.
Details of relevant event: |
| |
Brief description of relevant event |
Capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
| Before relevant event |
After relevant event |
Highest price (per share) |
Average price (per share) |
Average consideration (per share) |
Nature of consideration |
| Long position |
| 1213 | The percentage level of your interest in the shares has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
| 2305 | Beneficiary of a trust (other than a discretionary interest) |
|
|
4,952,095 |
|
|
|
|
|
| Short position |
| 1710 | Miscellaneous
Voluntary disclosure (you must briefly describe the relevant event in the Supplementary Information box) |
|
| 2305 | Beneficiary of a trust (other than a discretionary interest) |
|
|
4,952,095 |
|
|
|
|
|
|
|
| 15.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 385,130,152 | 35.18 |
| Short position | 39,616,766 | 3.62 |
|
| |
| 16.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 380,178,057 | 34.73 |
| Short position | 34,664,671 | 3.17 |
|
| |
| 17.
Capacity in which interests disclosed in Box 16 are held: |
| Capacity code | Number of shares |
| |
| 2305 | Beneficiary of a trust (other than a discretionary interest) |
| | Long position | 379,907,737 | | Short position | 34,664,671 |
|
| 2202 | Interest of your spouse |
| |
|
| |
| 18.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| |
| 4105 | Unlisted derivatives - Physically settled |
| |
|
| |
| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| Spouse | Ni Wenjun | | Long position | 380,178,057 | | Short position | 34,664,671 |
|
|
| |
| 20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest (Y/N) | Number of shares |
| | | | | |
|
| |
| 21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
| |
| 22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
| The Sunny Group Employee Offshore Trust | Addresses of individuals are not displayed. | | 5102 | Beneficiary of a trust (other than a discretionary interest) |
| | Long position | 379,907,737 | | Short position | 34,664,671 |
|
|
| |
| 23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
|
| |
| 24.
Supplementary information: |
On 28 July 2026, Sun Xu Limited (a company under the disclosed SGEO trust) settled a tranche of 4,952,095 shares under the equity collar transaction (Transaction) with UBS and its delivery obligation under the Transaction (See Boxes 14-1213 and 14-1710) was netted off against and discharged by the return obligation of UBS under the CSA, with 34,664,671 of return obligation remaining under the CSA (see Box 18-4108).
|
| 25.
Log/Serial Number of the previous form: |
|
| 26.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 1: |
29/07/2026
(dd/mm/yyyy)
|
| |