FORM 1 - Individual Substantial Shareholder Notice
Form Serial Number
:
IS20260714E00447
1.
Date of relevant event
:
09/07/2026
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
03661
4.
Name of listed corporation
:
SG Micro Corp - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
54,001,200
7.
Name of substantial shareholder (English) as printed on HKID Card/Passport
:
(
Surname
)
Cohen
(
Other names
)
Steven Alan
10.
Name of substantial shareholder (Chinese)
:
11.
Chinese Character Code as printed on HKID Card
:
14.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1101
The percentage level of your interest in the shares has increased because:
you purchased the shares
2201
Interest of corporation controlled by you
111,200
HKD
111.3000
108.3256
Short position
15.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
3,169,500
5.87
16.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
3,280,700
6.08
17.
Capacity in which interests disclosed in Box 16 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
3,280,700
18.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
19.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
20.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest (Y/N)
Number of shares
Steven & Alexandra Cohen Foundation, Inc.
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States of America (Delaware, United States of America)
Steven Alan Cohen
50.00
N
Long position
3,280,700
Point72 Capital International II, Ltd.
Walkers Corporate Limited, 190 Elgin Avenue, George Town, Grand Cayman, KY1-9008, Cayman Islands (Cayman Islands)
Steven & Alexandra Cohen Foundation, Inc.
100.00
N
Long position
3,280,700
Point72 Associates, LLC
Walkers Corporate Limited, 190 Elgin Avenue, George Town, Grand Cayman, KY1-9008, Cayman Islands (Cayman Islands)
Point72 Capital International II, Ltd.
2.57
Y
Long position
3,280,700
Point72 Capital Management II, LLC
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, 19801, United States of America (Delaware, United States of America)
Steven Alan Cohen
99.99
N
Long position
3,280,700
Point72 Capital, L.P.
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, 19801, United States of America (Delaware, United States of America)
Point72 Capital Management II, LLC (as limited partner)
25.16
N
Long position
3,280,700
Point72 Associates, LLC
Walkers Corporate Limited, 190 Elgin Avenue, George Town, Grand Cayman, KY1-9008, Cayman Islands (Cayman Islands)
Point72 Capital, L.P.
24.11
Y
Long position
3,280,700
Point72 Capital Management, LLC
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, 19801, United States of America (Delaware, United States of America)
Point72 Capital Management II, LLC
100.00
N
Long position
3,280,700
Point72 Employee Opportunities Fund, L.P.
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States of America (Delaware, United States of America)
Point72 Capital Management, LLC (as general partner)
0.21
N
Long position
3,280,700
Point72 Associates, LLC
Walkers Corporate Limited, 190 Elgin Avenue, George Town, Grand Cayman, KY1-9008, Cayman Islands (Cayman Islands)
Point72 Employee Opportunities Fund, L.P.
4.03
Y
Long position
3,280,700
Point72 Employee Investment Fund, L.P.
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States of America (Delaware, United States of America)
Point72 Capital Management, LLC (as general partner)
0.82
N
Long position
3,280,700
Point72 Associates, LLC
Walkers Corporate Limited, 190 Elgin Avenue, George Town, Grand Cayman, KY1-9008, Cayman Islands (Cayman Islands)
Point72 Employee Investment Fund, L.P.
0.36
Y
Long position
3,280,700
Point72 Capital, L.P.
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, 19801, United States of America (Delaware, United States of America)
Point72 Capital Management, LLC (as general partner)
5.24
N
Long position
3,280,700
Point72 Capital Advisors, Inc
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, 19801, United States of America (Delaware, United States of America)
Steven Alan Cohen
100.00
N
Long position
3,280,700
Point72 Capital Management II, LLC
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, 19801, United States of America (Delaware, United States of America)
Point72 Capital Advisors, Inc (as managing member)
0.01
N
Long position
3,280,700
Point72 Capital International, Ltd.
Walkers Corporate Limited, 190 Elgin Avenue, George Town, Grand Cayman, KY1-9008, Cayman Islands (Cayman Islands)
Steven Alan Cohen
26.49
N
Long position
3,280,700
Point72 Associates, LLC
Walkers Corporate Limited, 190 Elgin Avenue, George Town, Grand Cayman, KY1-9008, Cayman Islands (Cayman Islands)
Point72 Capital International, Ltd.
65.12
Y
Long position
3,280,700
Point72 Capital Holdings, L.P.
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, 19801, United States of America (Delaware, United States of America)
Point72 Capital Advisors, Inc (as general partner)
0.01
N
Long position
3,280,700
Point72 Capital Holdings, L.P.
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, 19801, United States of America (Delaware, United States of America)
Steven Alan Cohen (as limited partner)
99.99
N
Long position
3,280,700
Point72, L.P.
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, 19801, United States of America (Delaware, United States of America)
Point72 Capital Advisors, Inc (as general partner)
0.01
N
Long position
3,280,700
Point72, L.P.
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, 19801, United States of America (Delaware, United States of America)
Point72 Capital Holdings, L.P. (as limited partner)
99.99
N
Long position
3,280,700
Point72 Asset Management, L.P.
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, 19801, United States of America (Delaware, United States of America)
Point72 Capital Advisors, Inc (as general partner)
0.01
N
Long position
3,280,700
Point72 Asset Management, L.P.
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, 19801, United States of America (Delaware, United States of America)
Point72, L.P. (as limited partner)
99.99
N
Long position
3,280,700
Point72 Capital International, Ltd.
Walkers Corporate Limited, 190 Elgin Avenue, George Town, Grand Cayman, KY1-9008, Cayman Islands (Cayman Islands)
Point72 Asset Management, L.P. (as management shareholder)
0.00
N
Long position
3,280,700
Point72 International Holdings, L.P.
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, 19801, United States of America (Delaware, United States of America)
Point72 Capital Advisors, Inc (as general partner)
0.01
N
Long position
3,280,700
Point72 International Holdings, L.P.
C/O The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, 19801, United States of America (Delaware, United States of America)
Point72 Asset Management, L.P. (as limited partner)
99.99
N
Long position
3,280,700
Point72 Hong Kong Limited
30th Floor, The Henderson, 2 Murray Road, Central, Hong Kong (Hong Kong)
Point72 International Holdings, L.P.
100.00
Y
Long position
2,020,300
Point72 Asia (Singapore) Pte. Ltd.
9 Raffles Place, #26-01 Republic Plaza, Singapore 048619 (Singapore)
Point72 International Holdings, L.P.
100.00
Y
Long position
1,260,400
21.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
24.
Supplementary information
:
Box 20: The substantial shareholder is a founder of a trust which holds 1.94% of the limited partnership interests in Point72 Capital, L.P..
25.
Log/Serial Number of the previous form
:
26.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 1
:
14/07/2026
(dd/mm/yyyy)