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Form Serial Number: |
IS20210913E00348
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1.
Date of relevant event: |
09/09/2021 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00471 |
4.
Name of listed corporation: |
CMMB Vision Holdings Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
360,512,332 |
7.
Name of substantial shareholder (English) as printed on HKID Card/Passport: |
(Surname) |
Chan |
(Other names) |
Kin |
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10.
Name of substantial shareholder (Chinese): |
陳健 |
11.
Chinese Character Code as printed on HKID Card: |
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14.
Details of relevant event: |
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Brief description of relevant event |
Capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
Before relevant event |
After relevant event |
Highest price (per share) |
Average price (per share) |
Average consideration (per share) |
Nature of consideration |
Long position |
1711 | Miscellaneous Other (you must briefly describe the relevant event in the Supplementary Information box) | |
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2201 | Interest of corporation controlled by you | |
222,857,142 |
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Short position |
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15.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 4,116,000 | 1.14 |
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16.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 226,973,142 | 62.96 |
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17.
Capacity in which interests disclosed in Box 16 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
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18.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4107 | Unlisted derivatives - Convertible instruments |
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19.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest (Y/N) | Number of shares |
Argyle Street Management Holdings Limited | 2/F, Palm Grove House, P.O, Box 3340, Road Town, Tortola, British Virgin Islands | Chan Kin | 50.43 | N | |
Argyle Street Management Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands | Argyle Street Management Holdings Limited | 100.00 | N | |
ASM Connaught House General Partner III Limited | 190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands | Argyle Street Management Limited | 100.00 | N | |
ASM Connaught House (Master) Fund III LP | 190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands | ASM Connaught House General Partner III Limited | 100.00 | N | |
Cantonment Road Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands | ASM Connaught House (Master) Fund III LP | 100.00 | N | |
Rachini Alley Limited | Vistra (Cayman) Limited, P.O. Box 31119 Grand Pavilion, Hibiscus Way, 802 West Bay Road, Grand Cayman, KY1-1205 Cayman Islands | Cantonment Road Limited | 100.00 | Y | |
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21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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24.
Supplementary information: |
On 9 Sep 2021, New York Broadband Ltd and Chi Capital Management Co Ltd (as borrowers) and Rachini Alley Ltd ("RAL") (as lender) entered into a loan agreement, pursuant to which Chi Capital Holdings Ltd has (i) pledged Zero Coupon Convertible Note maturing on 2 Sept 2028 issued by CMMB Vision Holdings Ltd (face value USD10m) (the "Note") and (ii) granted RAL a call option, to allow RAL to purchase the USD1m of the Note at face value on the date the loan is (to be) fully repaid.
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25.
Log/Serial Number of the previous form: |
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26.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 1: |
13/09/2021 (dd/mm/yyyy)
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