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Form Serial Number: |
IS20210615E00403
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| 1.
Date of relevant event: |
03/06/2021
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
02359 |
| 4.
Name of listed corporation: |
WuXi AppTec Co., Ltd. - H Shares |
| 5.
Class of shares: |
A Shares |
| 6.
Number of issued shares in class: |
2,134,858,437 |
| 7.
Name of substantial shareholder (English) as printed on HKID Card/Passport: |
| (Surname) |
Liu |
| (Other names) |
Xiaozhong |
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| 10.
Name of substantial shareholder (Chinese): |
劉曉鐘 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 14.
Details of relevant event: |
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Brief description of relevant event |
Capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
| Before relevant event |
After relevant event |
Highest price (per share) |
Average price (per share) |
Average consideration (per share) |
Nature of consideration |
| Long position |
| 1213 | The percentage level of your interest in the shares has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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408,000 |
CNY |
176.4900 |
176.2090 |
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| Short position |
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| 15.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 619,284,601 | 29.00 |
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| 16.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 618,876,601 | 28.98 |
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| 17.
Capacity in which interests disclosed in Box 16 are held: |
| Capacity code | Number of shares |
| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| 18.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest (Y/N) | Number of shares |
| Shanghai Huixiao Chunyi Medical Investment Co., Ltd. (上海暉曉純頤醫療投資有限公司) | 中國(上海)自由貿易試驗區美盛路173號4層4031室 | Xiaozhong Liu | 50.00 | N | |
| Jiaxing Yuxiang Investment Partnership (Limited Partnership)（嘉興宇祥投資合夥企業（有限合夥）） | 浙江省嘉興市廣益路883號聯創大廈2號樓5層573室-147 | Shanghai Huixiao Chunyi Medical Investment Co., Ltd. (上海暉曉純頤醫療投資有限公司) | 50.00 | Y | |
| Jiaxing Yumin Investment Partnership (Limited Partnership)（嘉興宇民投資合夥企業（有限合夥）） | 浙江省嘉興市廣益路883號聯創大廈2號樓5層573室-149 | Shanghai Huixiao Chunyi Medical Investment Co., Ltd. (上海暉曉純頤醫療投資有限公司) | 50.00 | Y | |
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| 21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Ge Li | Addresses of individuals are not displayed. | |
| Ning Zhao | Addresses of individuals are not displayed. | |
| Zhaohui Zhang | Addresses of individuals are not displayed. | |
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| 22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 24.
Supplementary information: |
Xiaozhong Liu held his interests in box 26 jointly with another person, through controlled corporations. A total of 408,000 A Shares were disposed of on June 03, 2021 by Shanghai Yingyi Investment Center (Limited Partnership) (上海瀛翊投資中心(有限合夥)), a shareholder of WuXi AppTec Co., Ltd. (無錫藥明康德新藥開發股份有限公司), which holds the interest in such A Shares jointly with Ge Li.
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| 25.
Log/Serial Number of the previous form: |
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| 26.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 1: |
15/06/2021
(dd/mm/yyyy)
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