FORM 1 - Individual Substantial Shareholder Notice
Form Serial Number
:
IS20210422E00509
1.
Date of relevant event
:
22/04/2021
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01712
4.
Name of listed corporation
:
Dragon Mining Limited
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
158,840,613
7.
Name of substantial shareholder (English) as printed on HKID Card/Passport
:
(
Surname
)
Lee
(
Other names
)
Seng Hui
10.
Name of substantial shareholder (Chinese)
:
李成輝
11.
Chinese Character Code as printed on HKID Card
:
14.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1710
Miscellaneous
Voluntary disclosure (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
1,050,000
HKD
1.9000
1.8967
Short position
15.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
38,481,727
24.22
16.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
39,531,727
24.88
17.
Capacity in which interests disclosed in Box 16 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
39,531,727
18.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
19.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
20.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest (Y/N)
Number of shares
Allied Group Limited
22nd Floor, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong (Hong Kong)
Lee Seng Hui/Lee Su Hwei/Lee Seng Huang
74.96
N
Long position
39,531,727
Allied Properties (H.K.) Limited
22nd Floor, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong (Hong Kong)
Allied Group Limited
14.21
N
Long position
39,531,727
Capscore Limited
22nd Floor, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong (Hong Kong)
Allied Group Limited
100.00
N
Long position
39,531,727
Allied Properties (H.K.) Limited
22nd Floor, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong (Hong Kong)
Capscore Limited
28.97
N
Long position
39,531,727
Citiwealth Investment Limited
22nd Floor, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong (Hong Kong)
Allied Group Limited
100.00
N
Long position
39,531,727
Allied Properties (H.K.) Limited
22nd Floor, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong (Hong Kong)
Citiwealth Investment Limited
0.67
N
Long position
39,531,727
Sunhill Investments Limited
22nd Floor, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong (Hong Kong)
Allied Group Limited
100.00
N
Long position
39,531,727
Allied Properties (H.K.) Limited
22nd Floor, Allied Kajima Building, 138 Gloucester Road, Wanchai, Hong Kong (Hong Kong)
Sunhill Investments Limited
56.15
N
Long position
39,531,727
Allied Properties Overseas Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
Allied Properties (H.K.) Limited
100.00
N
Long position
39,531,727
Allied Properties Resources Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
Allied Properties Overseas Limited
100.00
Y
Long position
39,531,727
21.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Lee Su Hwei
Addresses of individuals are not displayed.
Long position
39,531,727
Lee Seng Huang
Addresses of individuals are not displayed.
Long position
39,531,727
22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
Lee and Lee Trust
Addresses of individuals are not displayed.
5101
Trustee of a trust
Long position
39,531,727
23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
24.
Supplementary information
:
Acquisition of 1,050,000 shares by a controlled corporation on 22nd April, 2021.
25.
Log/Serial Number of the previous form
:
26.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 1
:
22/04/2021
(dd/mm/yyyy)