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Form Serial Number: |
IS20180913E00376
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1.
Date of relevant event: |
10/09/2018 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00952 |
4.
Name of listed corporation: |
China Tonghai International Financial Limited |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
6,222,049,220 |
7.
Name of substantial shareholder (English) as printed on HKID Card/Passport: |
(Surname) |
Lu |
(Other names) |
Zhiqiang |
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10.
Name of substantial shareholder (Chinese): |
盧志強 |
11.
Chinese Character Code as printed on HKID Card: |
415118071730 |
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14.
Details of relevant event: |
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Brief description of relevant event |
Capacity in which shares were/are held |
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange |
Off Exchange |
Before relevant event |
After relevant event |
Highest price (per share) |
Average price (per share) |
Average consideration (per share) |
Nature of consideration |
Long position |
1213 | The percentage level of your interest in the shares has reduced because: any other event (you must briefly describe the relevant event in the Supplementary Information box) | |
2201 | Interest of corporation controlled by you | |
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12,435,995,701 |
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Short position |
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15.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 16,931,210,433 | 74.21 |
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16.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 4,495,254,732 | 72.24 |
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17.
Capacity in which interests disclosed in Box 16 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 4,495,254,732 |
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18.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
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19.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
Spouse | Huang Qiongzi (黃瓊姿) | Long position | 4,495,254,732 |
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20.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest (Y/N) | Number of shares |
通海控股有限公司 | 中國北京市朝陽區工人體育場西路18號光彩國際公寓 1 號樓底商 3C(中國) | Lu Zhiqiang (盧志強) | 77.14 | N | Long position | 4,495,254,732 |
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泛海集團有限公司 | 中國山東省濰坊市濰城區和平路198號(中國) | 通海控股有限公司 | 100.00 | N | Long position | 4,495,254,732 |
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中國泛海控股集團有限公司 | 中國北京市東城區建國門內大街28號民生金融中心C座23層(中國) | 泛海集團有限公司 | 98.00 | N | Long position | 4,495,254,732 |
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中國泛海控股集團有限公司 | 中國北京市東城區建國門內大街28號民生金融中心C座23層(中國) | 通海控股有限公司 | 2.00 | N | Long position | 4,495,254,732 |
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泛海能源控股股份有限公司 | 中國北京市東城區建國門內大街28號民生金融中心C座20層(中國) | 中國泛海控股集團有限公司 | 80.00 | N | Long position | 4,495,254,732 |
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泛海能源控股股份有限公司 | 中國北京市東城區建國門內大街28號民生金融中心C座20層(中國) | 泛海集團有限公司 | 20.00 | N | Long position | 4,495,254,732 |
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泛海控股股份有限公司 | 中國北京市東城區建國門內大街28號民生金融中心C座22層(中國) | Lu Zhiqiang (盧志強) | 0.03 | N | Long position | 4,495,254,732 |
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泛海控股股份有限公司 | 中國北京市東城區建國門內大街28號民生金融中心C座22層(中國) | 中國泛海控股集團有限公司 | 68.49 | N | Long position | 4,495,254,732 |
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泛海控股股份有限公司 | 中國北京市東城區建國門內大街28號民生金融中心C座22層(中國) | 泛海能源控股股份有限公司 | 2.39 | N | Long position | 4,495,254,732 |
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中泛集團有限公司 (China Oceanwide Group Limited) | 64/F, Bank of China Tower, 1 Garden Road, Hong Kong (Hong Kong) | 泛海控股股份有限公司 | 100.00 | N | Long position | 4,495,254,732 |
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泛海控股國際金融發展有限公司(Oceanwide Holdings International Financial Development Co., Ltd) | Vistra Corporate Services Centre, Wickhams Cay II Road Town, Tortola, VG1110 British Virgin Islands (British Virgin Islands) | 中泛集團有限公司 (China Oceanwide Group Limited) | 100.00 | Y | Long position | 4,495,254,732 |
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21.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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24.
Supplementary information: |
1) The percentage in Box 15 is calculated based on the enlarged issued share capital of the listed corporation after completion of its proposed rights issue. 2) Mr. Zhiqiang ceased to have an interest in the shares involved following the termination of the proposed rights issue and relevant underwriting agreement as announced by the listed corporation on 10 September 2018.
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25.
Log/Serial Number of the previous form: |
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26.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 1: |
13/09/2018 (dd/mm/yyyy)
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