FORM 1 - Individual Substantial Shareholder Notice
 
Form Serial Number: IS20180913E00376
1. Date of relevant event: 10/09/2018
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 00952
4. Name of listed corporation: China Tonghai International Financial Limited 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 6,222,049,220
7. Name of substantial shareholder (English) as printed on HKID Card/Passport:
(Surname) Lu
(Other names) Zhiqiang
10. Name of substantial shareholder (Chinese): 盧志強 
11. Chinese Character Code as printed on HKID Card: 415118071730
 
14. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position 
1213The percentage level of your interest in the shares has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2201Interest of corporation controlled by you
 
 
12,435,995,701         
 
Short position 
 
 
 
           
15. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position16,931,210,43374.21
 
16. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position4,495,254,73272.24
 
17. Capacity in which interests disclosed in Box 16 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position4,495,254,732
 
18. Further information in respect of derivative interests:
Derivatives codeNumber of shares
  
 
19. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
SpouseHuang Qiongzi (黃瓊姿)
Long position4,495,254,732
 
20. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interest (Y/N)Number of shares
通海控股有限公司中國北京市朝陽區工人體育場西路18號光彩國際公寓 1 號樓底商 3C(中國)Lu Zhiqiang (盧志強)77.14N
Long position4,495,254,732
泛海集團有限公司中國山東省濰坊市濰城區和平路198號(中國)通海控股有限公司100.00N
Long position4,495,254,732
中國泛海控股集團有限公司中國北京市東城區建國門內大街28號民生金融中心C座23層(中國)泛海集團有限公司98.00N
Long position4,495,254,732
中國泛海控股集團有限公司中國北京市東城區建國門內大街28號民生金融中心C座23層(中國)通海控股有限公司2.00N
Long position4,495,254,732
泛海能源控股股份有限公司中國北京市東城區建國門內大街28號民生金融中心C座20層(中國)中國泛海控股集團有限公司80.00N
Long position4,495,254,732
泛海能源控股股份有限公司中國北京市東城區建國門內大街28號民生金融中心C座20層(中國)泛海集團有限公司20.00N
Long position4,495,254,732
泛海控股股份有限公司中國北京市東城區建國門內大街28號民生金融中心C座22層(中國)Lu Zhiqiang (盧志強)0.03N
Long position4,495,254,732
泛海控股股份有限公司中國北京市東城區建國門內大街28號民生金融中心C座22層(中國)中國泛海控股集團有限公司68.49N
Long position4,495,254,732
泛海控股股份有限公司中國北京市東城區建國門內大街28號民生金融中心C座22層(中國)泛海能源控股股份有限公司2.39N
Long position4,495,254,732
中泛集團有限公司 (China Oceanwide Group Limited)64/F, Bank of China Tower, 1 Garden Road, Hong Kong (Hong Kong)泛海控股股份有限公司100.00N
Long position4,495,254,732
泛海控股國際金融發展有限公司(Oceanwide Holdings International Financial Development Co., Ltd)Vistra Corporate Services Centre, Wickhams Cay II Road Town, Tortola, VG1110 British Virgin Islands (British Virgin Islands)中泛集團有限公司 (China Oceanwide Group Limited)100.00Y
Long position4,495,254,732
 
21. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
22. Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
 
23. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
 
24. Supplementary information: 1) The percentage in Box 15 is calculated based on the enlarged issued share capital of the listed corporation after completion of its proposed rights issue. 2) Mr. Zhiqiang ceased to have an interest in the shares involved following the termination of the proposed rights issue and relevant underwriting agreement as announced by the listed corporation on 10 September 2018.
25. Log/Serial Number of the previous form:
26. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 1: 13/09/2018
(dd/mm/yyyy)