FORM 1 - Individual Substantial Shareholder Notice
Form Serial Number
:
IS20230630E00316
1.
Date of relevant event
:
20/06/2023
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00133
4.
Name of listed corporation
:
China Merchants China Direct Investments Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
152,333,013
7.
Name of substantial shareholder (English) as printed on HKID Card/Passport
:
(
Surname
)
Chan
(
Other names
)
Kin
10.
Name of substantial shareholder (Chinese)
:
陳健
11.
Chinese Character Code as printed on HKID Card
:
14.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1001
You first acquire a notifiable interest because:
you purchased the shares
2201
Interest of corporation controlled by you
24,000
HKD
8.7200
8.7025
Short position
15.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
7,612,000
5.00
16.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
7,636,000
5.01
17.
Capacity in which interests disclosed in Box 16 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
7,636,000
18.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
19.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
20.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest (Y/N)
Number of shares
Argyle Street Management Holdings Limited
2/F, Palm Grove House, P.O, Box 3340, Road Town, Tortola, British Virgin Islands
Chan Kin
50.13
N
Long position
7,636,000
Argyle Street Management Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Argyle Street Management Holdings Limited
100.00
N
Long position
7,636,000
ASM Term Trust I
Walkers Corporate Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
Argyle Street Management Limited
100.00
N
Long position
22,000
ASM Co-Investment Term Trust I
Walkers Corporate Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
ASM Term Trust I
100.00
Y
Long position
22,000
ASM Co-Investment Term Trust I
Walkers Corporate Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
Argyle Street Management Limited
100.00
Y
Long position
22,000
ASM Connaught House General Partner III Limited
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
Argyle Street Management Limited
100.00
N
Long position
7,292,000
ASM Connaught House General Partner III Limited
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
Argyle Street Management Holdings Limited
70.00
N
Long position
7,292,000
ASM Connaught House Fund III LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
Argyle Street Management Limited
100.00
N
Long position
7,292,000
ASM Connaught House Fund III LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
ASM Connaught House General Partner III Limited
100.00
N
Long position
7,292,000
ASM Connaught House (Master) Fund III LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
Argyle Street Management Limited
100.00
Y
Long position
280,000
ASM Connaught House (Master) Fund III LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
ASM Connaught House General Partner III Limited
100.00
Y
Long position
280,000
ASM Connaught House (Master) Fund III LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
ASM Connaught House Fund III LP
100.00
Y
Long position
280,000
ASM Connaught House (Master) Fund III LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
Argyle Street Management Limited
100.00
N
Long position
7,012,000
ASM Connaught House (Master) Fund III LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
ASM Connaught House General Partner III Limited
100.00
N
Long position
7,012,000
ASM Connaught House (Master) Fund III LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
ASM Connaught House Fund III LP
100.00
N
Long position
7,012,000
ASM Connaught House General Partner V Limited
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
Argyle Street Management Limited
100.00
N
Long position
7,334,000
ASM Connaught House General Partner V Limited
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
Argyle Street Management Holdings Limited
70.00
N
Long position
7,334,000
ASM Connaught House Fund V LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
Argyle Street Management Limited
100.00
N
Long position
7,334,000
ASM Connaught House Fund V LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
ASM Connaught House General Partner V Limited
100.00
N
Long position
7,334,000
ASM Connaught House (Master) Fund V LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
Argyle Street Management Limited
100.00
Y
Long position
322,000
ASM Connaught House (Master) Fund V LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
ASM Connaught House General Partner V Limited
100.00
Y
Long position
322,000
ASM Connaught House (Master) Fund V LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
ASM Connaught House Fund V LP
100.00
Y
Long position
322,000
ASM Connaught House (Master) Fund V LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
Argyle Street Management Limited
100.00
N
Long position
7,012,000
ASM Connaught House (Master) Fund V LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
ASM Connaught House General Partner V Limited
100.00
N
Long position
7,012,000
ASM Connaught House (Master) Fund V LP
190 Elgin Avenue, George Town, Grand Cayman KY1-9008, Cayman Islands
ASM Connaught House Fund V LP
100.00
N
Long position
7,012,000
Cochrane Street Limited
Vistra (Cayman) Limited, P. O. Box 31119 Grand Pavilion, Hibiscus Way, 802 West Bay Road, Grand Cayman, KY1 - 1205 Cayman Islands
ASM Connaught House General Partner V Limited
100.00
N
Long position
7,012,000
Cochrane Street Limited
Vistra (Cayman) Limited, P. O. Box 31119 Grand Pavilion, Hibiscus Way, 802 West Bay Road, Grand Cayman, KY1 - 1205 Cayman Islands
ASM Connaught House (Master) Fund V LP
100.00
N
Long position
7,012,000
Cantonment Road Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
ASM Connaught House General Partner III Limited
100.00
N
Long position
7,012,000
Cantonment Road Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
ASM Connaught House (Master) Fund III LP
100.00
N
Long position
7,012,000
Meyer Road Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Cochrane Street Limited
62.52
N
Long position
7,012,000
Meyer Road Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Cantonment Road Limited
37.48
N
Long position
7,012,000
Loyang Street Limited
Vistra (Cayman) Limited, P. O. Box 31119 Grand Pavilion, Hibiscus Way, 802 West Bay Road, Grand Cayman, KY1 - 1205 Cayman Islands
Meyer Road Limited
85.71
Y
Long position
7,012,000
21.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
22.
Further information from a trustee, a beneficiary of a trust, or a person who has set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
23.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
24.
Supplementary information
:
In relation to the box ‘total shares immediately before the relevant event’, the total number of shares was 7,636,000 and it represents approximately 4.997% (and therefore did not reach 5%) of the total issued shares of the Corporation. It was presented as 5.00% due to rounding.
25.
Log/Serial Number of the previous form
:
26.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 1
:
30/06/2023
(dd/mm/yyyy)