Hong Kong Exchanges and Clearing Limited

FORM 2 - Corporate Substantial Shareholder Notice

Form Serial Number:

CS20180717E00365

1. Date of relevant event:

12/07/2018
(dd/mm/yyyy)

2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):

(dd/mm/yyyy)

3. Stock code:

01141

4. Name of listed corporation:

CMBC Capital Holdings Ltd.

5. Class of shares:

Ordinary Shares

6. Number of issued shares in class:

45,778,757,729

7. Name of substantial shareholder:

中國華融資產管理股份有限公司

8. Registered office:

中國北京市西城區金融大街8號

9. Principal place of business in Hong Kong:

香港灣仔皇后大道東28號金鐘匯中心18樓

15. Exchange on which listed:

香港聯合交易所有限公司

16. Name of listed parent and exchange on which parent is listed:

N/A

17. Details of relevant event:

Brief description of relevant event

Capacity in which shares were/are held

Number of shares bought/sold or involved

Currency of transaction

On Exchange

Off Exchange

Before relevant event

After relevant event

Highest price (per share)

Average price (per share)

Average consideration (per share)

Nature of consideration

Long position

1704	Miscellaneous Notice filed because you ceased to have a notifiable interest in the shares of the listed corporation (you must briefly describe the relevant event in the Supplementary Information box)

2106	Person having a security interest in shares

1,800,000,000

Short position

18. Total shares immediately before the relevant event:

	Total number of shares	Percentage figure (%)
Long position	3,750,000,000	8.19

19. Total shares immediately after the relevant event:

	Total number of shares	Percentage figure (%)
Long position	1,950,000,000	4.26

20. Capacity in which interests disclosed in Box 19 are held:

Capacity code

Number of shares

2201	Interest of corporation controlled by you

Long position

1,950,000,000

21. Further information in respect of derivative interests:

Derivatives code	Number of shares

22. Further information in relation to interests of corporations controlled by substantial shareholder:

Name of controlled corporation

Address and place of incorporation

Name of controlling person

% control

Direct interest (Y/N)

Number of shares

华融致远投资管理有限责任公司

北京市西城区金融街8号601

China Huarong Asset Management Co., Limited

100.00

Long position

1,950,000,000

华融华侨资产管理股份有限公司

中国广东省汕头市中山路198号栢嘉半岛花园泛会所, PRC

华融致远投资管理有限责任公司

51.00

Long position

1,950,000,000

China Huarong Overseas Investment Holdings Co., Limited

Room 3701-3710, 37/F, Jardine House, 1 Connaught Place, Central, Hong Kong

华融华侨资产管理股份有限公司

100.00

Long position

1,950,000,000

Simply Moment International Limited

Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, BVI

China Huarong Overseas Investment Holdings Co.,Limited

100.00

Long position

1,950,000,000

23. Further information in relation to interests held by substantial shareholder jointly with another person:

Name of joint shareholder	Address	Number of shares

24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:

Names of trust	Address	Status code	Number of shares

25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):

Names of other parties	Address	Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:

Names	Address	Relationship Code	Percentage (%)

27. Supplementary information:

On 12 July 2018, Simply Moment International Limited entered into two separate deeds of release with Main Purpose Investments Limited and Desert Gold Limited to release the two charges over an aggregate of 1,800,000,000 shares in CMBC Capital Holdings Limited.

28. Log/Serial Number of the previous form:

29. Number of concert party document(s) under section 317 attached/uploaded:

Date of filing this Form 2:

17/07/2018
(dd/mm/yyyy)